Alert:

MFDA and IIROC websites have been retired.

Howes, Sean Joseph

File Number
202324
Date Commenced:
Date Concluded:
Status
Concluded
Outcome
Fine $20,000; Costs $2,500

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.