Gebhardt, Roger

File Number

202072

Status

Concluded

Outcome

Costs $7500.00; Fine $70000.00; Suspension

Relevant documents:

Reasons202072-1.pdf

Reasons202072_fr.pdf

Notices about this Proceeding:

10/14/21

MFDA announces disciplinary proceeding in respect of Roger Gebhardt

Type:

Hearing Notice

11/29/21

MFDA schedule dates for Hearing on the Merits in the matter of Roger Gebhardt

Type:

Hearing Notice

05/30/22

MFDA schedules next appearance in the matter of Roger Gebhardt

Type:

Hearing Notice

06/29/22

MFDA schedules interim appearance in the matter of Roger Gebhardt

Type:

Hearing Notice

07/14/22

MFDA schedules interim appearance in the matter of Roger Gebhardt

Type:

Hearing Notice

08/08/22

MFDA announces settlement hearing to take place in the matter of Roger Gebhardt

Type:

Hearing Notice

09/27/22

MFDA Hearing Panel adjourns settlement hearing in the matter of Roger Gebhardt

Type:

Hearing Notice

11/14/22

MFDA Hearing Panel accepts settlement agreement with Roger Gebhardt

Type:

Decision Notice

03/29/23

New SRO Hearing Panel issues Reasons for Decision in the matter of Roger Gebhardt

Type:

Decision Notice

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