BMO Nesbitt Burns Inc.
File Number
Date Commenced:
Date Concluded:
Status
Concluded
Outcome
Fine $1,500,000; Costs $50,000; Disgorgement $146,876
Relevant documents:
Notices about this Proceeding:
CIRO to Hold a Settlement Hearing for Yujie (Jared) Liu and BMO Nesbitt Burns Inc.
Type:
Hearing Notice
CIRO to Hold a Settlement Hearing for Yujie (Jared) Liu and BMO Nesbitt Burns Inc.
Type:
Hearing Notice