Attis, Joel

File Number

201937

Status

Concluded

Outcome

Costs $15000.00; Fine $50000.00; Prohibition

Relevant documents:

Reasons201937.pdf

Decision201937.pdf

Notices about this Proceeding:

01/08/20

MFDA announces disciplinary proceeding in respect of Joel Attis

Type:

Hearing Notice

02/25/20

MFDA sets dates for Hearing on the Merits in the matter of Joel Attis

Type:

Hearing Notice

07/17/20

MFDA schedules next appearance in the matter of Joel Attis

Type:

Hearing Notice

08/20/20

MFDA adjourns Hearing on the Merits in the matter of Joel Attis

Type:

Hearing Notice

09/24/20

MFDA schedules dates for Hearing on the Merits in the matter of Joel Attis

Type:

Hearing Notice

01/14/21

MFDA reschedules Hearing on the Merits in the matter of Joel Attis

Type:

Hearing Notice

04/20/21

MFDA adjourns Hearing on the Merits in the matter of Joel Attis

Type:

Hearing Notice

04/26/21

MFDA sets dates for Hearing on the Merits in the matter of Joel Attis

Type:

Hearing Notice

07/16/21

MFDA Hearing Panel adjourns Hearing on the Merits in the matter of Joel Attis

Type:

Hearing Notice

10/27/21

MFDA Hearing Panel reserves judgment in the matter of Joel Attis

Type:

Decision Notice

07/06/22

MFDA Hearing Panel issues Decision (Misconduct) and Reasons in the matter of Joel Attis

Type:

Decision Notice

08/10/22

MFDA schedules date for penalty hearing in the matter of Joel Attis

Type:

Hearing Notice

11/11/22

MFDA Hearing Panel imposes sanctions in the matter of Joel Attis

Type:

Decision Notice

12/22/22

MFDA Hearing Panel issues Reasons for Decision (Penalty) in the matter of Joel Attis

Type:

Decision Notice

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