Summary/details:
IIROC is publishing for comment proposed amendments (Proposed Amendments) to the Universal Market Integrity Rules (UMIR) and the Dealer Member Rules (DMR) that would require Dealer Members to report client identifiers to IIROC.
Relevant documents:
Date opened: June 28, 2018
Date closed: September 26, 2018
Status: Closed
Bulletins about this consultation:
Publication of Proposed Provisions Respecting Client Identifiers
Type: Rules Bulletin >
Request for Comments