Investor Alert:
CIRO is warning investors about a fraud scheme where fraudsters, linked to a company called TopFirstGroup, falsely claim that IIROC and CIRO require investors to make border fee payments to release funds held at a financial institution under CIRO’s name.
IIROC is publishing for comment proposed amendments (Proposed Amendments) to the Universal Market Integrity Rules (UMIR) and the Dealer Member Rules (DMR) / IIROC Rules (together, IIROC requirements) that would regulate the trading of listed derivatives on a marketplace for which IIROC acts as the regulation services provider (RSP).
Date opened: October 8, 2020
Date closed: December 7, 2020
Status: Closed
In this section:
