Alert:
A nationwide postal strike or lockout may occur as early as May 22, 2025. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Consultation Paper — Competency Profiles for Registered Representatives and Investment Representatives, Retail and Institutional
Summary/details:
The Investment Industry Regulatory Organization of Canada (IIROC) is in the process of developing and publishing competency profiles for all IIROC approval categories. The first phase of this project is the publication of competency profiles for its two largest categories of Registered Representative (RR) and Investment Representative (IR).
We are publishing this Consultation Paper to solicit feedback on our proposed competency profile for RRs and IRs.
Relevant documents:
Date opened: August 18, 2020
Date closed: November 16, 2020
Status: Closed
Bulletins about this consultation:
Consultation Paper - Competency Profiles for Registered Representatives and Investment Representatives, Retail and Institutional
Type: Administrative Bulletin >
Request for Comments
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