Consultations List

Explore Consultations by Date:

Results:

October 29, 2026 - January 27, 2027

Complaint Handling Resolution Timelines

October 13, 2026 - November 12, 2026

Proposed Guidance on Marketplace Thresholds and Single-Stock Circuit Breakers

July 9, 2026 - November 6, 2026

Rule amendments relating to the proposed adoption of an Incorporated Approved Person compensation option

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