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Panel Auditors Annual Conference – November 2025
Project Details:
CIRO Investment Dealers may only use an approved panel auditor for the audit of their books and records. The partner responsible for the audit of an Investment Dealer must have attended the CPA Canada In-depth Brokers and Investment Dealers Course specifically designed for auditors of investment dealers.
Each year in the Fall, the CIRO Financial and Operations Compliance Department presents a Panel Auditor Conference to provide an update to Panel Auditors and Auditors to assist in planning for future investment dealer and mutual fund dealer audits.
Investment Dealer and Mutual Fund Dealer CFOs also attend as the content is relevant to CFO responsibilities.
This webcast is a recording of the Panel Auditors Virtual Conference held on Thursday, November 6, 2025.
Continuing Education Credit:
Back to Webcast Catalogue Investment Dealer CE Credit: Compliance: 2.00; Mutual Fund Dealer CE Credit: Business Conduct, Non-Ethics: 2.00
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