Dealer Member Training for Registered Representatives and Investment Representatives

Project Details:

The webcast features CIRO’s Harvey Asiedu-Akrofi, Legal Counsel, Proficiency, and Janet Lapointe, Senior Specialist, Proficiency Standards and Policy. In this session, presenters will:

  • Provide an overview of the background and objectives of the Proficiency model;
  • Discuss the framework; and
  • Provide Firm Training guidance in advance of the January 1, 2026 implementation date.

Program Details

Continuing Education Credit:
Investment Dealer CE Credit: Compliance: 0.25; Mutual Fund Dealer CE Credit: Does not qualify for MFD CE credits
Back to Webcast Catalogue

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.