Dealers We Regulate

CIRO oversees investment and mutual fund Dealers and their representatives across Canada. Each Dealer has been categorized into one of the eleven peer groups as presented in the List of CIRO Dealers by Peer Group (PDF).

CIRO may impose terms and conditions on Dealers, pertaining to either membership or compliance related matters. For information on Dealers subject to CIRO terms and conditions, please click on the following:

Membership Terms and Conditions	Compliance Terms and Conditions
SIG North Trading, ULC – imposed March 25, 2021 Wealthsimple Investment Inc. – imposed on January 1, 2024 Select Vantage Canada Inc. – imposed on January 2, 2024 Coinsquare Capital Markets Ltd. – imposed on February 20, 2024 NDAX Canada Inc. - imposed on December 19, 2024 Shakepay Inc. - imposed on January 8, 2025 Newton Crypto Ltd. - imposed on March 18, 2026	Pollitt & Co. Inc. – imposed February 3, 2023

Terms and conditions may also be imposed on a Dealer’s registration by securities regulatory authorities in Canada. To check if there are any other terms and conditions imposed on a Dealer, please consult the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.

Dealers We Regulate

Results: