Investor Alert:
CIRO is issuing a warning to Canadian investors regarding Canada Token Trade.
Investor Alert:
CIRO is issuing a warning to Canadian investors regarding Canada Token Trade.
CIRO is responsible for developing and amending rules and guidance applicable to the firms and marketplaces we regulate. Our goal is to ensure our rules are current and effective in protecting investors and supporting market integrity, without imposing undue regulatory burden.
Our Policy Initiatives Update Report (PDF) describes the policy initiatives for rules and guidance that we anticipate implementing over the next 12 months and/or that we have published for comment. For each initiative, we have provided our estimate of when Dealer Members may be required to take appropriate action. The information will help our Dealer Members to plan for and/or respond to policy initiatives on a timely and efficient basis.
Except for initiatives where we have published an Implementation Notice or Notice of Approval with an effective date, all next step dates are CIRO staff’s best estimate.
Our rulemaking process includes:
Sources of potential rule development projects include our members, other stakeholders, the Canadian Securities Administrators (CSA) or CIRO internally.
In this section: