Stuart Investment Management Limited
24-0221
Type: Member Bulletin >
Intention to Resign
Distribute internally to
Corporate Finance
Credit
Institutional
Legal and Compliance
Research
Retail
Senior Management
Trading Desk
Division
Investment Dealer
Contact
Membership Intake
The Canadian Investment Regulatory Organization has been informed that Stuart Investment Management Limited intends to resign its membership.
The resignation process has been initiated and Members will be informed of the effective date of resignation.
24-0221
Type: Member Bulletin >
Intention to Resign
Distribute internally to
Corporate Finance
Credit
Institutional
Legal and Compliance
Research
Retail
Senior Management
Trading Desk
Division
Investment Dealer
Contact
Membership Intake
Other Notices associated with this Enforcement Proceeding:
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
- Enforcement
- Hearings
- Consultations
- A unified member directory (Dealers We Regulate)
- Advisor Report
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.