Investor Alert:
CIRO is warning Canadian investors about fraudulent emails impersonating Interactive Brokers Canada Inc. (IBKR), a CIRO member.
Rothenberg Wealth Management Inc. and Harbourfront Wealth Management Inc.
25-0099
Type: Member Bulletin >
Amalgamation
Distribute internally to
Credit
Legal and Compliance
Senior Management
Trading Desk
Contact
Membership Intake
The Canadian Investment Regulatory Organization has approved the amalgamation of Rothenberg Wealth Management Inc. and Harbourfront Wealth Management Inc. Following the transaction, the continuing Member will be known as:
Harbourfront Wealth Management Inc.
The effective date of the transaction is April 1, 2025.
25-0099
Type: Member Bulletin >
Amalgamation
Distribute internally to
Credit
Legal and Compliance
Senior Management
Trading Desk
Contact
Membership Intake
Other Notices associated with this Enforcement Proceeding:
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