Pershing Securities Canada Limited

23-0174
Type: Member Bulletin >
Resignation
Distribute internally to
Corporate Finance
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Institutional
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Pershing Securities Canada Limited has resigned from membership from the Canadian Investment Regulatory Organization.

This resignation is effective November 15, 2023.

23-0174
Type: Member Bulletin >
Resignation
Distribute internally to
Corporate Finance
Credit
Institutional
Legal and Compliance
Research
Retail
Senior Management
Trading Desk

Contact

Other Notices associated with this Enforcement Proceeding:

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.

Visit the Canadian Investment Regulatory Organization website