Investor Alert:
CIRO is warning investors about fraudsters impersonating CIRO-registered firms in social media advertisements.
Aviso Financial Inc.
24-0136
Type: Member Bulletin >
Amalgamation
Distribute internally to
Corporate Finance
Credit
Institutional
Legal and Compliance
Research
Retail
Senior Management
Trading Desk
Contact
Membership Intake
The Canadian Investment Regulatory Organization has approved the amalgamation of CIRO members, Credential Qtrade Securities Inc., an Investment Dealer, and Credential Asset Management Inc., a Mutual Fund Dealer.
The firm has become dual-registered (i.e., registered as both a mutual fund dealer and investment dealer) and retained its predecessor firms’ registration within the single legal entity. Following the transaction the Member will be known as:
Aviso Financial Inc.
The dual-registration is effective April 1, 2024.
24-0136
Type: Member Bulletin >
Amalgamation
Distribute internally to
Corporate Finance
Credit
Institutional
Legal and Compliance
Research
Retail
Senior Management
Trading Desk
Contact
Membership Intake
Other Notices associated with this Enforcement Proceeding:
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.