2025 MFD Financial Filing Deadlines

24-0381
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CIRO mutual fund dealer Members are reminded that they are required to file an unaudited Form 1 no later than 20 business days after the month-end and an audited Form 1 no later than 90 days after the Member’s fiscal year-end.

The unaudited Form 1 and audited Form 1 filing deadlines for 2025 are as follows:

Unaudited Form 1Audited Form 1
Month EndingDueFiscal Year EndingDue
January 31, 2025March 3, 2025January 31, 2025May 1, 2025
February 28, 2025March 28, 2025February 28, 2025May 29, 2025
March 31, 2025April 29, 2025March 31, 2025June 30, 2025
April 30, 2025May 29, 2025April 30, 2025July 29, 2025
May 31, 2025June 30, 2025May 31, 2025August 29, 2025
June 30, 2025July 29, 2025June 30, 2025September 29, 2025
July 31, 2025August 29, 2025July 31, 2025October 29, 2025
August 31, 2025September 29, 2025August 31, 2025December 1, 2025
September 30, 2025October 29, 2025September 30, 2025December 29, 2025
October 31, 2025December 1, 2025October 31, 2025January 29, 2026
November 30, 2025December 30, 2025November 30, 2025March 2, 2026
December 31, 2025January 29, 2026December 31, 2025March 31, 2026

The due dates for the unaudited Form 1 take into consideration all national and provincial statutory holidays.

Late filing fee

Please be advised that delays in the EFS-IFRS electronic filing will trigger a late filing fee by our accounting department as follows:

Name of FilingFiling DeadlineFine
Annual Audited Form 1Within 90 days of Member’s fiscal year-end$250/business day
Unaudited Form 1Within 20 business days of the month-end.  Earlier filing deadlines apply to those subject to early warning. $100/business day
Any other form or report requested by the Corporation under Rule 3.As determined by the Corporation$100/business day
24-0381
Type:
Administrative Bulletin
Distribute internally to
Internal Audit
Regulatory Reporting
Senior Management

Contact

Other Notices associated with this Enforcement Proceeding:

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.