Investor Alert:
CIRO is warning Canadian investors about fraudulent emails impersonating Interactive Brokers Canada Inc. (IBKR), a CIRO member.
Proposed Amendments Respecting Net Asset Value Orders and Intentional Crosses
The Canadian Investment Regulatory Organization (CIRO) is proposing to amend the Universal Market Integrity Rules (UMIR) to:
Proposed Proficiency Model — Approved Persons Under the Investment Dealer and Partially Consolidated Rules
CIRO is publishing for comment proposed amendments (Proposed Amendments) to its proficiency rules applicable to investment dealer Approved Persons to reflect the proposed proficiency model.
Highlights of the proposed proficiency model are as follows:
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