Distributing Funds Disgorged and Collected through CIRO Disciplinary Proceedings to Harmed Investors (Phase II)
IDPC Rules
Request for Comments
Enhanced Cost Reporting – Proposed Rule Amendments
The Canadian Investment Regulatory Organization (CIRO) is publishing for comments proposed amendments to the client reporting requirements in CIRO Rules (Proposed Amendments).
The Proposed Amendments seek to further investor protection by mandating enhanced transparency of investment fund costs and ensuring regulatory alignment on the matter. The Proposed Amendments:
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.