Canadian securities regulators and CIRO announce effective date for delegation of registration authority General April 1, 2025
CIRO Proficiency Model for Approved Persons under the Investment Dealer and Partially Consolidated Rules- Publication of syllabus and practice examination- Canadian Investment Regulatory Exam (CIRE) IDPC Rules Education Bulletin March 31, 2025 Division Investment Dealer
Withdrawal of Proposed Amendments Respecting Reporting, Internal Investigation and Client Complaint Requirements IDPC Rules UMIR Withdrawal March 27, 2025
Rule Consolidation Project – Phase 5 Read more about Rule Consolidation Project – Phase 5 The Canadian Investment Regulatory Organization (CIRO) is publishing for comment Phase 5 of its Rule Consolidation Project rule proposals.
Updated Investor Alert: New Highgate Group Impersonation Website Identified Investor Alert March 27, 2025
CIRO Hearing Panel issues Reasons for Decision in the matter of Lance Garrett Henry Dueck MFDR Decision Notice March 25, 2025