| Canadian Investment Regulatory Organization

Guidance Respecting the Management of Stop Loss Orders

August 19, 2025

Investment Dealer

Guidance on “Short Sale” and “Short-Marking Exempt” Order Designations

August 19, 2025

Investment Dealer

Guidance on Market-wide Circuit Breakers

August 19, 2025

Investment Dealer

CIRO to Hold an Interim Appearance for Haimeng Wang

Gonzalez-Ticas, Carlos Ricardo

Read more about Gonzalez-Ticas, Carlos Ricardo

CIRO to Hold a Settlement Hearing for Carlos (Ricardo) Gonzalez-Ticas

CIRO to Hold a Disciplinary Hearing for Kevin Douse

CIRO Proficiency Model for Approved Persons under the Investment Dealer and Partially Consolidated Rules- Publication of syllabus and other materials- Eight remaining exams

Education Bulletin

Investment Dealer

New Webcast: Dealer Member Training for Registered Representatives and Investment Representatives

Education Bulletin

New Webcast: New CIRO Proficiency Model for Approved Persons of Investment Dealers – Exemptions, Recognition, Transition and Validity Provisions

Education Bulletin

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.