| Canadian Investment Regulatory Organization

Larry Boyce Vice-President, Business Conduct Compliance

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Nyquvest, Shayne

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Canaccord Genuity Corp.

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Timothy P. Ryan Director, Market Regulation Policy

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Sherry Tabesh-Ndreka Senior Policy Counsel, Member Regulation Policy

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Rossana Di Lieto Vice President, Registration, Complaints & Inquiries

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Richard J. Corner Vice-President, Member Regulation Policy

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James E. Twiss Chief Market Policy Adviser, Market Regulation Policy

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R. J. O’Brien & Associates Canada Inc.

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Doug Harris General Counsel

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