Dianne Weatherby Manager, Corporate Events and Member Education Services Read more about Dianne Weatherby Manager, Corporate Events and Member Education Services
PI Financial Corp., Echelon Wealth Partners Inc., Highgate Group Inc. Change in Control/Ownership April 14, 2023 Division Investment Dealer
Jaskirn Pannu-Purba Membership & GCO Specialist Read more about Jaskirn Pannu-Purba Membership & GCO Specialist
Amendments to facilitate the investment industry’s move to T+1 settlement IDPC Rules UMIR Request for Comments April 20, 2023 Division Investment Dealer
Jamil Abou Saleh Vice President, Analytics Read more about Jamil Abou Saleh Vice President, Analytics
Market Share Report for the Fourth Quarter of 2022 Marketplace Bulletin January 10, 2023 Division Investment Dealer
New SRO Roundtable Discussion: Managing Crisis Events Involving New SRO Members Who Trade in Crypto-Assets General May 3, 2023 Division Investment Dealer