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Financial and Operations Compliance

Read more about Financial and Operations Compliance

Guidance on the regular settlement date to be used for certain foreign exchange hedge trades

October 26, 2023

Investment Dealer

Amendments to UMIR and IDPC Rules to facilitate the investment industry’s move to T+1 settlement

Approval/Implementation

October 26, 2023

Investment Dealer

List of foreign exchange (FX) spot risk margin rates for Canadian and U.S. base currency accounts

October 13, 2023

Investment Dealer

Direct Registration System Guidance

October 12, 2023

Investment Dealer

Georgina Whitehead

Georgina Whitehead

Chief Human Resources Officer

Market Share Report for the Third Quarter of 2023

Marketplace Bulletin

October 6, 2023

CIRO receives delegation of powers for mutual fund dealers in Quebec

October 5, 2023

Guidance - Direct Registration Systems

Approval/Implementation

October 12, 2023

Investment Dealer

Rule Consolidation Project – Phase 1

Request for Comments

October 20, 2023

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