A.G.P. Canada Investments ULC
Category:
Rule Consolidation Project – Phase 2
The Canadian Investment Regulatory Organization (CIRO) is publishing for comment Phase 2 of its Rule Consolidation Project rule proposals1.
Proposed Amendments Respecting the Reasonable Expectation to Settle a Short Sale
The Canadian Investment Regulatory Organization (CIRO) is proposing to support and clarify the short selling framework under UMIR by:
Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets
On December 14, 2022, the United States Securities and Exchange Commission (SEC) published for comment four proposals to significantly change certain fundamental elements of U.S. market structure (SEC Proposed Amendments). The comment period closed on March 31, 2023.
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