Alert: For more information on the cybersecurity incident, please visit the cybersecurity incident page. More Info Close
Investor Alert: CIRO is warning investors about fraudsters impersonating CIRO-registered firms in social media advertisements. More Info Close
Enforcement Proceeding : Li, Yu Qiong (Kevin) Date of Penalty Decision : September 21, 2016 Amount of Fine, Disgorgement (if any) and/or costs : $265,000 Province : BC Amount Paid : None