Alert: For more information on the cybersecurity incident, please visit the cybersecurity incident page. More Info Close
Investor Alert: CIRO is warning investors about fraudsters impersonating CIRO-registered firms in social media advertisements. More Info Close
Enforcement Proceeding : Roy, Richard Date of Penalty Decision : February 15, 2011 Amount of Fine, Disgorgement (if any) and/or costs : $22,500 Province : QC Amount Paid : Partial