| Meeting Date | Wednesday October 7, 2026 |
|---|---|
| Meeting Time | 1:00PM to 4:00PM EST |
| Location | Videoconference |
| Members | Dorothy Sanford (Chair) Heidi Conrad (Vice Chair) Kerry Baisley Andrew Nicholson Enoch Omololu Paul Archer Rob Wells Christine Zalzal Brett Kimak |
| Invitees | CIRO Staff: Alexandra Williams - SVP, Strategy, Innovation, & Stakeholder Protection Charles Toth - VP, Enforcement Intake & Office of the Investor Sarah Asals- Manager, Office of the Investor Phil Devault – VP, Member Regulation Policy Susan Copland – Senior Policy Counsel, Member Regulation Policy Rubal Bhadu – Senior Policy Counsel, Member Regulation Policy Suzanne Lasrado – VP, Strategy & Innovation and Member Services Stuart Wilkinson – Director, Corporate Strategy |
| TIME (EST) | AGENDA ITEMS | PRESENTERS | INFORMATION, FEEDBACK OR DECISION | MATERIALS Y/N |
|---|---|---|---|---|
| 1:00–1:10 PM | 1. Welcome | Dorothy Sanford | N | |
| 1:10–1:55 PM | 2. Member Regulation Policy
| Phil Devault Susan Copland Rubal Bhadu | Feedback | Y |
| 1:55–2:40 PM | 3. Access to Advice Research
| Suzanne Lasrado Charles Toth | Feedback & Decision | Y |
| 2:40–3:00 PM | 4. Update on Investor Protection Roundtable | Charles Toth Sarah Asals | Feedback | N |
| 3:00- 3:15 PM | Break | |||
| 3:15- 3:45 PM | 5. FY 28 Annual Priorities | Stuart Wilkinson | Feedback | Y |
| 3:45- 4:00 PM | 6. General & Administrative Items | Dorothy Sanford | N | |