Investor Alert:
CIRO is warning Canadian investors about fraudulent emails impersonating Interactive Brokers Canada Inc. (IBKR), a CIRO member.
Highlights of CIRO’s 2024 – 25 Enforcement Report
Project Details:
Enforcement plays a key role in our mission to protect investors, provide efficient and consistent regulation, and build Canadians’ trust in financial regulation and the people managing their investments. CIRO’s Enforcement team pursues cases that prevent future wrongdoing and improve industry standards and practices.
Continuing Education Credit:
Back to Webcast Catalogue Investment Dealer CE Credit: Compliance: 0.5; Mutual Fund Dealer CE Credit: Business Conduct, Non-Ethics: 0.5
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