Investor Alert:
CIRO is warning investors about fraudsters impersonating CIRO-registered firms in social media advertisements.
ATB Securities Inc. and ATB Capital Markets Inc.
24-0050
Type: Member Bulletin >
Amalgamation
Distribute internally to
Credit
Legal and Compliance
Senior Management
Trading Desk
Contact
Membership Intake
The Canadian Investment Regulatory Organization has approved the amalgamation of ATB Securities Inc. and ATB Capital Markets Inc. The continuing Member is ATB Capital Markets Inc. Following the transaction the Member has changed its name to:
ATB Securities Inc.
Coincident with the amalgamation the Member formerly known as ATB Securities Inc. will surrender its membership in the Canadian Investment Regulatory Organization.
The effective date of the transaction is January 1, 2024.
24-0050
Type: Member Bulletin >
Amalgamation
Distribute internally to
Credit
Legal and Compliance
Senior Management
Trading Desk
Contact
Membership Intake
Other Notices associated with this Enforcement Proceeding:
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.