Investor Alert:
CIRO is issuing a warning to Canadian investors regarding Canada Token Trade.
Market Regulation Policy
The committee reviews and makes recommendations to CIRO staff about proposed CIRO initiatives relating to fixed income. CIRO may also seek the committee’s advice on issues referred to CIRO by:
At the request of the President and CEO, the committee may review and make recommendations to the President and CEO or the Board on:
Membership is limited to 15 members including:
Standing Members
Two (2) year term with no limit on the number of terms
The Vice-President, Market Regulation Policy will review all nominees and recommend appointments. The Senior Vice-President, Market Regulation will approve the appointments to the committee.
The Chair and Vice Chair shall hold office for a two-year term. The selection is made by the committee.
The committee will meet quarterly at the request of the Vice-President, Market Regulation Policy. Special meetings may be called at the request of the committee Chair, the Senior Vice-President, Market Regulation or the President and CEO.
Name | Organization |
---|---|
Paul Austin | CIBC |
Roger Casgrain | Casgrain & Company Limited |
Wendy Chan | Bank of Canada |
David Duggan | |
Geoffrey Eby | Perimeter Markets Inc. |
Corey Garriott | TMX |
Jamie Grant | CanDeal Markets Inc. |
Frederick G. Smith | BMO Capital Markets |
Charlotte Jakubowicz | Raymond James Ltd. |
Paul Kaplan | Bloomberg Tradebook Canada |
Joey Mack | Scotia Wealth Management |
Laflèche Montreuil | Desjardins Securities Inc. |
Alison Perdue | TD Securities Inc. |
Nabeel Rajan | RBC Capital Markets |
Jack Rando | National Bank Financial Inc. |
Harri Vikstedt | Bank of Canada |