Alert: For more information on the cybersecurity incident, please visit the cybersecurity incident page. More Info Close
Investor Alert: CIRO is warning investors about fraudsters impersonating CIRO-registered firms in social media advertisements. More Info Close
Enforcement Proceeding : Phillips, Christopher Raymond Date of Penalty Decision : March 10, 2015 Amount of Fine, Disgorgement (if any) and/or costs : $82,500 Province : NB Amount Paid : None