Watts, Robert

File Number

202162

Status

Concluded

Outcome

Costs $2500.00; Fine $20000.00

Relevant documents:

Re Watts 2024 CIRO 04

Watts, Robert - Order - 202162

Watts, Robert - Settlement Agreement - 202162

Watts, Robert - Notice of Hearing - 202162

Notices about this Proceeding:

11/22/21

MFDA announces disciplinary proceeding in respect of Robert Watts

Type:

Hearing Notice

12/07/21

MFDA amends first appearance start time in the matter of Robert Watts

Type:

Hearing Notice

12/14/21

MFDA schedules next appearance in the matter of Robert Watts

Type:

Hearing Notice

02/02/22

MFDA reschedules interim appearance in the matter of Robert Watts

Type:

Hearing Notice

04/05/22

MFDA schedules interim appearance in the matter of Robert Watts

Type:

Hearing Notice

06/23/22

MFDA schedules interim appearance in the matter of Robert Watts

Type:

Hearing Notice

07/28/22

MFDA schedules interim appearance in the matter of Robert Watts

Type:

Hearing Notice

09/28/22

MFDA reschedules interim appearance in the matter of Robert Watts

Type:

Hearing Notice

10/26/22

MFDA schedules date for Hearing on the Merits in the matter of Robert Watts

Type:

Hearing Notice

12/19/22

MFDA Hearing Panel accepts settlement agreement with Robert Watts

Type:

Decision Notice

01/12/24

CIRO Hearing Panel issues Reasons for Decision in the matter of Robert George Watts

Type:

Decision Notice

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