Trieu, Nhat

File Number

202208

Status

Concluded

Outcome

Costs $7500.00; Fine $40000.00; Permanent Prohibition

Relevant documents:

Reasons202208.pdf

Notices about this Proceeding:

03/28/22

MFDA announces disciplinary proceeding in respect of Nhat Trieu

Type:

Hearing Notice

04/28/22

MFDA schedules date for Hearing on the Merits in the matter of Nhat Trieu

Type:

Hearing Notice

09/01/22

MFDA Hearing Panel make findings of misconduct and imposes sanctions against Nhat Trieu

Type:

Decision Notice

02/28/23

New SRO Hearing Panel issues Reasons for Decision in the matter of Nhat Trieu

Type:

Decision Notice

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