Thomas, Hope

File Number

202173

Status

Concluded

Outcome

Costs $10000.00; Fine $300000.00; Permanent Prohibition

Relevant documents:

Thomas, Hope - Decision and Reasons - 202173

Thomas, Hope - Order - 202173 (April 25, 2023)

Thomas, Hope - Order - 202173 (June 14, 2022)

Thomas, Hope - Notice of Hearing - 202173

Notices about this Proceeding:

01/27/22

MFDA announces disciplinary proceeding in respect of Hope Thomas

Type:

Hearing Notice

04/25/22

MFDA schedules dates for Hearing on the Merits in the matter of Hope Thomas

Type:

Hearing Notice

06/14/22

MFDA Hearing Panel confirms hearing date in the matter of Hope Thomas

Type:

Hearing Notice

09/23/22

MFDA reschedules Hearing on the Merits in the matter of Hope Thomas

Type:

Hearing Notice

02/14/23

New SRO Hearing Panel reserves judgment in the matter of Hope Thomas

Type:

Decision Notice

05/12/23

New SRO Hearing Panel issues Decision and Reasons in the matter of Hope Thomas

Type:

Decision Notice

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