Rana, Baljit

File Number

202309

Status

Concluded

Outcome

Costs $2500.00; Fine $18000.00

Relevant documents:

Re Rana, 2023 CIRO 40

Rana, Baljit - Order - 202309 (May 25, 2023)

Rana, Baljit - Settlement Agreement - 202309

Rana, Baljit - Notice of Hearing - 202309

Notices about this Proceeding:

04/06/23

New SRO announces disciplinary proceeding in respect of Baljit Rana

Type:

Hearing Notice

04/17/23

New SRO reschedules first appearance in the matter of Baljit Rana

Type:

Hearing Notice

05/24/23

New SRO announces settlement hearing to take place in the matter of Baljit Rana

Type:

Hearing Notice

08/09/23

CIRO Hearing Panel accepts settlement agreement with Baljit Rana

Type:

Decision Notice

12/19/23

CIRO Hearing Panel issues Reasons for Decision in the matter of Baljit Rana

Type:

Decision Notice

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