Phanthavong, Bernard

File Number

202306

Status

Concluded

Outcome

Costs $5000.00; Educational Course Requirement; Fine $7500.00; Supervisory Suspension

Relevant documents:

Re Phanthavong 2023 CIRO 19

Phanthavong, Bernard - Order - 202306

Phanthavong, Bernard - Settlement Agreement - 202306

Phanthavong, Bernard - Notice of Settlement Hearing - 202306

Notices about this Proceeding:

03/08/23

New SRO issues Notice of Settlement Hearing in respect of Bernard Phanthavong

Type:

Hearing Notice

07/12/23

CIRO Hearing Panel accepts settlement agreement with Bernard Phanthavong

Type:

Decision Notice

11/08/23

CIRO Hearing Panel issues Reasons for Decision in the matter of Bernard Phanthavong

Type:

Decision Notice

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