Patel, Ramanbhai

File Number

202307

Status

Concluded

Outcome

Costs $2500.00; Educational Course Requirement; Fine $25000.00; Supervisory Suspension; Suspension

Relevant documents:

Re Patel, Ramanbhai 2024 CIRO 06

Patel, Ramanbhai - Order - 202307 (August 3, 2023)

Patel, Ramanbhai - Settlement Agreement - 202307

Patel, Ramanbhai - Order - 202307 (April 11, 2023)

Patel, Ramanbhai - Notice of Hearing - 202307

Notices about this Proceeding:

03/16/23

New SRO announces disciplinary proceeding in respect of Ramanbhai Patel

Type:

Hearing Notice

04/19/23

New SRO schedules date for next appearance in the matter of Ramanbhai Patel

Type:

Hearing Notice

07/28/23

CIRO announces settlement hearing to take place in the matter of Ramanbhai Patel

Type:

Hearing Notice

08/21/23

CIRO Hearing Panel accepts settlement agreement with Ramanbhai Patel

Type:

Decision Notice

02/02/24

CIRO Hearing Panel issues Reasons for Decision in the matter of Ramanbhai Patel

Type:

Decision Notice

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