Liu, Zinan

File Number

202181

Status

Concluded

Outcome

Costs $5000.00; Fine $15000.00; Suspension

Relevant documents:

Re Liu 2023 CIRO 36

Liu, Zinan - Order - 202181

Liu, Zinan - Agreed Statement of Facts - 202181

Liu, Zinan - Notice of Hearing - 202181

Notices about this Proceeding:

12/29/21

MFDA announces disciplinary proceeding in respect of Zinan Liu

Type:

Hearing Notice

03/03/22

MFDA schedules next appearance in the matter of Zinan Liu

Type:

Hearing Notice

04/26/22

MFDA schedules next appearance in the matter of Zinan Liu

Type:

Hearing Notice

06/21/22

MFDA schedules dates for Hearing on the Merits in the matter of Zinan Liu

Type:

Hearing Notice

11/03/22

MFDA amends hearing dates in the matter of Zinan Liu

Type:

Hearing Notice

11/07/22

MFDA Panel adjourns Hearing on the Merits in the matter of Zinan Liu

Type:

Hearing Notice

12/13/22

MFDA Panel adjourns Hearing on the Merits in the matter of Zinan Liu

Type:

Hearing Notice

02/24/23

MFDA Hearing Panel makes findings of misconduct and imposes sanctions against Zinan Liu

Type:

Decision Notice

12/15/23

CIRO Hearing Panel issues Reasons for Decision in the matter of Zinan Liu

Type:

Decision Notice

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