Kowall, Laura

File Number

202163

Status

Concluded

Outcome

Costs $2500.00; Fine $17500.00

Relevant documents:

Reasons202163-fr.pdf

Order202163.pdf

Reasons202163.pdf

Notices about this Proceeding:

11/22/21

MFDA announces disciplinary proceeding in respect of Laura Kowall

Type:

Hearing Notice

12/14/21

MFDA schedules next appearance in the matter of Laura Kowall

Type:

Hearing Notice

02/03/22

MFDA schedules next appearance in the matter of Laura Kowall

Type:

Hearing Notice

03/31/22

MFDA schedules next appearance in the matter of Laura Kowall

Type:

Hearing Notice

06/22/22

MFDA amends interim appearance start time in the matter of Laura Kowall

Type:

Hearing Notice

06/23/22

MFDA schedules next appearance in the matter of Laura Kowall

Type:

Hearing Notice

07/28/22

MFDA schedules next appearance in the matter of Laura Kowall

Type:

Hearing Notice

09/28/22

MFDA reschedules interim appearance in the matter of Laura Kowall

Type:

Hearing Notice

10/26/22

MFDA schedules date for Hearing on the Merits in the matter of Laura Kowall

Type:

Hearing Notice

12/19/22

MFDA Hearing Panel accepts settlement agreement with Laura Kowall

Type:

Decision Notice

02/22/23

New SRO Hearing Panel issues Reasons for Decision in the matter of Laura Kowall

Type:

Decision Notice

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