Jiang, Zhi Cheng (Charles)

File Number

202266

Status

Concluded

Outcome

Costs $5000; Fine $25000; Educational Course Requirement

Relevant documents:

Jiang, Zhi Cheng (Charles) - Reasons for Decision - 202266

Jiang, Zhi Cheng (Charles) - Order - 202266

Jiang, Zhi Cheng (Charles) - Settlement Agreement - 202266

Jiang, Zhi Cheng (Charles) - Notice of Settlement Hearing - 202266

Notices about this Proceeding:

12/20/22

MFDA issues Notice of Settlement Hearing in respect of Zhi Cheng Charles Jiang

Type:

Hearing Notice

12/21/22

MFDA Hearing Panel accepts settlement agreement with Zhi Cheng Charles Jiang

Type:

Decision Notice

11/06/23

CIRO Hearing Panel issues Reasons for Decision in the matter of Zhicheng (Charles) Jiang

Type:

Decision Notice

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