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Harbourfront Wealth Management Inc.
22-0178
Type: Member Bulletin >
Change in Control/Ownership
Distribute internally to
Credit
Legal and Compliance
Senior Management
Trading Desk
Contact
The Pacific District Council of the Investment Industry Regulatory Organization of Canada has approved Audax Management Company, LLC to acquire a 70% indirect equity interest in Harbourfront Wealth Management Inc., pursuant to Rule 2108(2).
The effective date of this transaction is September 9, 2022.
22-0178
Type: Member Bulletin >
Change in Control/Ownership
Distribute internally to
Credit
Legal and Compliance
Senior Management
Trading Desk
Contact
Other Notices associated with this Enforcement Proceeding:
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