Rothenberg Capital Management / Gestion de Capitaux Rothenberg

22-0148
Type: Member Bulletin >
Change of Name
Distribute internally to
Credit
Legal and Compliance
Senior Management
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Investment Industry Regulatory Organization of Canada has been informed that Rothenberg Capital Management / Gestion de Capitaux Rothenberg has changed its name to:

Rothenberg Wealth Management Inc. / Rothenberg Gestion de Patrimoine Inc.

The change is effective July 5, 2022.

22-0148
Type: Member Bulletin >
Change of Name
Distribute internally to
Credit
Legal and Compliance
Senior Management
Trading Desk

Contact

Other Notices associated with this Enforcement Proceeding:

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