Bloomberg Tradebook Canada Company

21-0115
Type: Member Bulletin >
Reinstatement
Distribute internally to
Corporate Finance
Credit
Institutional
Legal and Compliance
Research
Retail
Senior Management
Trading Desk

Contact

Bloomberg Tradebook Canada Company reactivated its membership in the Investment Industry Regulatory Organization of Canada, effective June 30, 2021.

The head office is located at 161 Bay Street, Suite 4300, Toronto ON  M5J 2T3
Telephone: 416-203-5772

The executives are:

  • Gregory Bender – Ultimate Designated Person (UDP), Executive, Director (Industry), Registered Representative, Securities, Institutional
  • Soh Hyong Bridgeford – Chief Compliance Officer (CCO), Executive, Non-Trading
  • Christophe Steven Trupiano – Chief Financial Officer (CFO), Director (Industry), Executive, Non-Trading
  • Gregory Dumark – Director (Industry)
21-0115
Type: Member Bulletin >
Reinstatement
Distribute internally to
Corporate Finance
Credit
Institutional
Legal and Compliance
Research
Retail
Senior Management
Trading Desk

Contact

Other Notices associated with this Enforcement Proceeding:

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