Roth Canada, ULC

20-0109
Type: Member Bulletin >
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Roth Canada, ULC is admitted to membership in the Investment Industry Regulatory Organization of Canada, effective May 28, 2020.

The head office is located at 67 Strath Avenue, Toronto, ON  M8X 1R4.
Telephone: 647-983-4955

The executives are:

  • Theodore David Roth - CEO, UDP, Supervisor and Registered Representative
  • Kristin LaMarche - CCO, Executive (Non-Trading), Supervisor
  • Darren Snelgrove - CFO, Executive (Non-Trading)
20-0109
Type: Member Bulletin >
New Member
Distribute internally to
Institutional
Corporate Finance
Credit
Legal and Compliance
Research
Retail
Senior Management
Trading Desk

Contact

Other Notices associated with this Enforcement Proceeding:

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.