Custodial Agreements (Investment Dealers)

Contact:

Dennis Dirksen
Manager, Financial & Operations Compliance
Telephone: 416-943-6973
Email: [email protected]

Approved Fund Managers | Additions to List | Deletions from List | Name Changes and Mergers

Approved Fund Managers as of August 31, 2023

"In the administration of these custody agreements, CIRO carries out due diligence to ensure that the custodial agreement is in the prescribed form and is executed by those in authority. Copies of the agreements on file are available upon request. It remains the responsibility of Dealer Members to monitor the custodian for ongoing compliance as an acceptable securities location and to carry out product due diligence and suitability assessment of investments sold to clients."

	Fund Manager Funds covered by agreement	Region	Products
1	1832 Asset Management L.P. (Dynamic Funds) Includes Deposit accounts	Canada	Mutual Funds / Hedge Funds / LSF's
2	3IQ CORP. 3IQ Corp.	Canada	Pooled Fund
3	Aberdeen Global Services S.A. Aberdeen Global II Funds Aberdeen Global Funds	Overseas	Mutual Fund
4	Accilent Capital Management Inc. Capsure Hedged Oil and Gas Income & Growth Trust	Canada	Mutual Fund/Pooled Fund/Ltd. Partnership
5	Acker Finley Asset Management Inc. QSATM Funds	Canada	Mutual Fund
6	ACM Advisors Ltd. ACM Commercial Mortgage Fund	Canada	Mortgage Investment Fund
7	Addenda Capital Inc. Addenda Pooled Funds	Canada	Pooled Fund
8	AGAWA Fund Management Inc. AGAWA Fund I Limited Partnership	Canada	Limited Partnership
9	AGF Investments Inc. Acuity family of mutual funds AGF Pooled funds AGF Elements family of mutual funds Harmony family of mutual funds AGF family of mutual funds Acuity Pooled funds	Canada	Mutual Fund / Pooled Fund
10	AIP Asset Management Inc. AIP Convertible Private Debt Fund LP	Canada	Limited Partnership
11	Aldergrove Credit Union	Canada	GIC's
12	Algonquin Capital Corporation	Canada	Limited Partnership
13	Aligned Capital Partners Inc.	Canada	Mutual Fund
14	Alignvest Capital Management Inc.	Canada	Hedge Fund
15	Alignvest Student Housing Real Estate Investment Trust Alignvest Student Housing REIT	Canada	REIT
16	Alitis Investment Counsel Inc. Alitis Mortgage Plus Fund Alitis Private REIT	Canada	REIT
17	AlphaFixe Capital Inc.	Canada	Pooled Fund
18	AlphaNorth Asset Management	Canada	Mutual Fund
19	Altema Asset Management Inc. Altema Diversified Equity Market Neutral Fund	Canada	Hedge Fund
20	Altervest Ltd.	Canada	Pooled Fund
21	Altrust Investment Solutions Inc.	Canada	Hedge Fund
22	Anson Funds Management LP Anson North Star Trust	Canada	Pooled Fund
23	Antares Investment Management, Inc.	Canada	Pooled Fund
24	Antrim Investments Ltd./Antrim Balanced Mortgage Fund Ltd. Antrim Balanced Mortgage Fund Ltd.	Canada	Mortgage Investment Fund
25	Arrow Capital Management Inc.	Canada	Mutual Fund / Hedge Fund
26	Artemis Investment Management Limited Robson Alpha Scout Fund Alpha Scout Fund and RSP Fund	Canada	Mutual Fund / Limited Partnership
27	Arxnovum Investments Inc. Arxnovum Bitcoin Fund	Canada	Pooled Fund
28	Aryeh Capital Management Ltd. Aryeh Capital Partners Canada, LP	Canada	Limited Partnership
29	ATB Investment Management Inc.	Canada	Mutual Fund
30	Auspice Capital Advisors Ltd. Auspice Diversified Trust	Canada	Mutual Fund Trust
31	Aventine Management Group Inc. Aventine Canadian Equity Fund BTH Tactical Growth Fund	Canada	Mutual Fund
32	AWM Diversified Mortgage Investment Corporation	Canada	Mortgage Investment Fund
33	Axcess Capital Advisors Inc.	Canada	Pooled Fund
34	AYAL Capital Advisors Limited AYAL Capital Advisors Trust Fund	Canada	Mutual Fund Trust
35	B.E.S.T Investment Counsel Limited The Business, Engineering, Science & Technology Discoveries Fund Inc. B.E.S.T. Active 365 Fund LP B.E.S.T. Total Return Fund Inc. NB Specialty Finance Income Fund (CAD)	Canada	Mutual Fund
36	B2B Bank	Canada	GIC's / Investment Savings Accounts
37	Baker Gilmore & Associates Inc. Baker Gilmore & Associates Pooled Funds	Canada	Pooled Fund
38	Bank of America, National Association (Canada Branch)	Canada	GIC's
39	Bank of Canada	Canada	Other
40	Bank of Montreal	Canada	Investment Savings Account / GIC's
41	Bank of Montreal Mortgage Corp.	Canada	GIC's
42	Bank of Nova Scotia Scotia Mortgage Corporation Bank of Nova Scotia Montreal Trust Company of Canada National Trust Company / Victoria&Grey MortgageCorp.	Canada	GIC's
43	Barometer Capital Management Inc.	Canada	Mutual Fund / Pooled Fund
44	Barrage Capital Inc.	Canada	Mutual Fund / Hedge Fund / GIC's
45	Barrantagh Investment Management Inc.	Canada	Mutual Fund
46	Bastion Asset Management Inc.	Canada	Investment Funds
47	Bayxis Capital Management Inc. Bayxis Quantum Fund LP	Canada	Limited Partnership
48	BCV Asset Management Inc.	Canada	Pooled Fund
49	Bedford Park Capital Corporation Bedford Park Opportunities Fund	Canada	Limited Partnership
50	Belco Private Capital Inc.	Canada	Pooled Fund
51	Bellwether Investment Management Inc. Bellwether family of funds.	Canada	Pooled Fund
52	Beutel Goodman & Company Ltd	Canada	Mutual Fund/Pooled Fund/Seg Fund
53	BirchLeaf Investments Inc. BirchLeaf Growth Fund	Canada	Pooled Fund
54	Black Swan Dexteritas Inc. BSD Global Tech Hedge Fund LP	Canada	Limited Partnership
55	BlackBridge Capital Management Corp.	Canada	Mutual Fund
56	BlackRock (Luxembourg) SA BlackRock Global Funds	Overseas	Mutual Fund
57	BlackRock Asset Management Canada Limited BlackRock Asset Management Canada Limited	Canada	Mutual Fund
58	Bloom Burton Investment Group Inc.	Canada	Pooled Fund
59	Bloom Investment Counsel, Inc.	Canada	Mutual Fund
60	BloombergSen Inc. BloombergSen Partners Trust	Canada	Mutual Fund
61	Blue Couch Fund Administration Inc. Vector Mortgage Trust	Canada	Mutual Fund Trust
62	BMG Management Services Inc.	Canada	Mutual Fund
63	BMO Investments Inc. / BMO Investissements Inc. BMO Mutual Funds	Canada	Mutual Fund
64	BMO Life Assurance Company BMO Guaranteed Investment Funds	Canada	Segregated Fund
65	BMO Nesbitt Burns Inc.	Canada	Mutual Fund / Linked Notes
66	BMO Private Investment Counsel Inc.	Canada	Mutual Fund
67	BMO Trust Company	Canada	GIC's / Investment Savings Accounts
68	BNP Paribas (Canada)	Canada	Linked Notes
69	BNY Mellon Global Management Ltd. BNY Mellon Global Management Ltd. family of funds Universal Liquidity Funds PLC	Overseas	Mutual Fund
70	Brandes Investment Partners & Co.	Canada	Mutual Fund
71	Brandywine Global Investment Management (Canada), ULC	Canada	Pooled Fund
72	Bridgeport Asset Management Inc. Bridgeport Cdn Equity Fund Bridgeport US Equity Fund Bridgeport High Income Fund	Canada	Investment Funds
73	Bridgewater Bank	Canada	GIC's
74	Bridging Finance Inc.	Canada	Pooled Fund
75	Bristol Gate Capital Partners Inc. Bristol Gate U.S. Equity Fund LP	Canada	Mutual Fund / Limited Partnership
76	Brompton Funds Limited	Canada	Mutual Fund
77	Brookfield Investment Management (Canada) Inc.	Canada	Pooled Fund
78	Brookfield Public Securities Group LLC Oaktree Strategic Credit Trust (Canadian Feeder)	U.S.	Mutual Fund
79	Brookfield Public Securities Group LLC/Brookfield Real Estate Income Corp. Brookfield Real Estate Income Corp.	U.S.	Other
80	Brookfield Soundvest Capital Management Ltd. Soundvest North American Opportunity Pool	Canada	Pooled Fund
81	Brownstone Asset Management Inc. Brownstone US Dividend Equity Fund	Canada	Mutual Fund / Pooled Fund
82	BT Global Growth Inc. BT Global Growth Fund L.P.	Canada	Hedge Fund
83	Bull Capital Management Inc. Balanced Class Shares Global Equity Class Shares Canadian Equity Class Shares EFG Private Portfolio Series ING	Canada	Pooled Fund
84	Burgundy Asset Management Ltd.	Canada	Mutual Fund
85	CADO Investment Fund Management Inc. Maple Leaf Income Class Maple Leaf Resources Class	Canada	Mutual Fund
86	Caldwell Investment Management Ltd.	Canada	Mutual Fund
87	Canada Life Assurance Company (The)	Canada	Segregated Fund
88	Canadian Tire Bank Canadian Tire Bank	Canada	GIC's
89	Canadian Western Bank	Canada	GIC's
90	Canadian Western Trust	Canada	Mutual Fund / GIC's
91	Canoe Financial LP	Canada	Investment Funds / Limited Partnership
92	Canso Fund Management Ltd.	Canada	Mutual Fund
93	Capital Direct I Income Trust Capital Direct I Income Trust	Canada	Mortgage Investment Fund
94	Capital International Asset Management Inc. (Canada) Inc.	Canada	Mutual Fund
95	Capstone Asset Management Inc.	Canada	Pooled Fund
96	Cardinal Capital Management Inc. Cardinal Canadian Equity Pool Cardinal Foreign Equity Pool	Canada	Pooled Fund
97	Castle Ridge Asset Management Limited Castle Ridge LP Castle Ridge Market Neutral LP	Canada	Limited Partnership
98	Celernus Investment Partners Inc. Celernus Absolute Growth Fund Celernus Mortgage and Income Trust Fund	Canada	Hedge Fund
99	Centurion Asset Management Inc.	Canada	REIT
100	Chou Associates Management Inc.	Canada	Mutual Fund
101	Christopher Ross Cunningham Investments Ltd. CIG Value Fund	Canada	Pooled Fund
102	CI Investments Inc.	Canada	Mutual Fund/Pooled Fund/Seg Fund
103	CIBC	Canada	Mutual Fund / GIC's / Linked Notes
104	CIBC Asset Management Inc.	Canada	Mutual Fund / Segregated Fund
105	CIBC Investor Network CIBC Mortgages Inc. CIBC Services Hypothecaires CIBC Inc. CIBC Mortgages Inc. (FLT) CIBC Trust Corporation	Canada	GIC's
106	Cidel Asset Management Inc.	Canada	Pooled Fund
107	Clifton Blake Mortgage Income Fund Trust Clifton Blake Mortgage Income Fund Trust	Canada	Mortgage Investment Fund
108	Coast Capital Savings Federal Credit Union	Canada	GIC's
109	Coastal Community Credit Union	Canada	GIC's
110	Community Trust Company Ltd.	Canada	GIC's
111	Concentra Bank	Canada	GIC's
112	Connor, Clark & Lunn Funds Inc. CC&L fund family	Canada	Mutual Fund
113	Connor, Clark & Lunn Private Capital Ltd.	Canada	Mutual Fund
114	Cornerstone Investment Counsel Ltd. Blueprint Global Strategies Pool Blueprint Enhanced Opportunities Pool	Canada	Pooled Fund
115	Cortland Credit Group Inc. Cortland Credit Strategies RRSP Fund Cortland Credit Strategies L.P.	Canada	Limited Partnership
116	Corton Capital Inc. Corton Global Timber Fund L.P.	Canada	Limited Partnership
117	Cote 100 Inc.	Canada	Mutual Fund
118	Counsel Portfolio Services Inc.	Canada	Mutual Fund
119	Covington Capital Corporation Covington Funds	Canada	Labor Sponsored Fund
120	Covista Capital Corp. Covista Value Fund Trust	Canada	Unit Trust
121	Cowan Asset Management Limited Cowan Absolute Return Fund	Canada	Pooled Fund
122	CQI Capital Management L.P. Genesis Partners Fund LP CQI Equity Opportunities Fund I CQI Equity Opportunities Fund II CQI Income Opportunities Fund	Canada	Mutual Fund
123	Credit Suisse AG	Overseas	Linked Notes
124	Crimson Asset Management Crimson Partners Small Cap Fund LP	Canada	Limited Partnership
125	Crystalline Mgt Inc. / Gestion Cristallin Inc.	Canada	Hedge Fund
126	Cumberland Private Wealth Management Inc. Kipling Private Investment Portfolios	Canada	Pooled Fund
127	CWB Wealth Management Ltd. CWB Onyx Portfolio Series	Canada	Mutual Fund
128	Cypress Capital Management Ltd.	Canada	Pooled Fund
129	DaVinci Capital Partners Inc. DaVinci Alterntive Income Fund	Canada	Pooled Fund
130	Davis-Rea Ltd. / Davis-Rea Ltee.	Canada	Mutual Fund / Pooled Fund
131	De Luca Veale Investment Counsel Inc. DV Growth Fund	Canada	Pooled Fund
132	Deans Knight Capital Management Ltd. Deans Knight Income Fund Deans Knight Equity Growth Fund Deans Knight Equity Growth Fund II Deans Knight Capital Pool Funds	Canada	Pooled Fund / Segregated Funds
133	Delbrook Capital Advisors Inc. Delbrook Resource Opportunities Fund	Canada	Mutual Fund
134	Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec	Canada	GIC's
135	Desjardins Financial Security Life Assurance Co.	Canada	Segregated Funds / GIC's / Other
136	Desjardins Global Asset Management Inc.	Canada	Mutual Fund / Segregated Fund / GIC's
137	Desjardins Société de placement inc.	Canada	Mutual Fund
138	Desjardins Trust Inc. Maestral Funds GIC's - Formerly Zag Bank GIC	Canada	Mutual Fund / GIC's
139	Dimensional Fund Advisors Canada ULC.	Canada	Mutual Fund
140	Discovery Capital Management Corp.	Canada	Mutual Fund
141	Dixon Mitchell Investment Counsel Inc. Dixon Mitchell Small Cap Fund	Canada	Mutual Fund
142	DMAT Capital Management Inc. DMAT Tactical Income Fund LP	Canada	Limited Partnership
143	Donville Kent Asset Management Inc. Donville Kent Asset Management	Canada	Limited Partnership
144	Duncan Ross Associates Ltd.	Canada	Mutual Fund
145	Durham Asset Management Inc. DAMI Corporate Bond Fund	Canada	Mutual Fund
146	East Coast Asset Management SEZC East Coast SPC, Strategic Credit SP	Canada	Pooled Fund
147	East Coast Fund Management Inc.	Canada	Pooled Fund
148	East West Investment Management Corporation East West Canada Fund LP	Canada	Limited Partnership
149	EdgeHill Partners EdgeHill family of funds.	Canada	Hedge Fund
150	EdgePoint Wealth Management Inc. Edgepoint family of mutual funds	Canada	Mutual Fund
151	Educators Financial Group Inc.	Canada	Mutual Fund
152	Effort Trust Company (The)	Canada	GIC's
153	Emerge Canada Inc. Emerge ARK ETF	Canada	Mutual Fund
154	Empire Life Insurance Company Segregated Funds Interest investment options provided within an insurance contract	Canada	Segregated Fund
155	Empire Life Investments Inc. Empire Life	Canada	Mutual Fund
156	EnTrust Focus Partners LP EnTrust 49 Focus Fund	Canada	Unit Trust
157	Epic Capital Management Inc.	Canada	Pooled Fund
158	eQuaTe Asset Management Inc.	Canada	Mutual Fund
159	Equilibrium Capital Management Inc.	Canada	Mutual Fund
160	Equitable Bank	Canada	GIC's / Investment Savings Accounts
161	Equitable Trust	Canada	GIC's / Investment Savings Accounts
162	Equiton Capital Inc. Equiton Residential Income Fund Trust	Canada	Pooled Fund
163	Equium Capital Management Inc.	Canada	Mutual Fund
164	Espresso Capital IFM Ltd.	Canada	Mutual Fund / Labor Sponsored Fund
165	ETF Capital Management Quintessence Wealth Group of Funds	Canada	Pooled Fund
166	Evolve Funds Group Inc.	Canada	Mutual Fund
167	Ewing Morris & Co. Investment Partners Ltd. Broadview Dark Horse Fund Ewing Morris Small Cap Fund LP Ewing Morris Flexible Income Fund LP	Canada	Limited Partnership
168	Excalibur Capital Management Inc. Excalibur Limited Partnership Excalibur Small Cap Opportunities LP	Canada	Hedge Fund / Limited Partnership
169	Excel Funds Management Inc.	Canada	Mutual Fund
170	Faircourt Asset Management Inc. Faircourt Dividend Fund (Mutual Fund) Faircourt Pooled Monthly Income Fund (Pooled Fund)	Canada	Mutual Fund / Pooled Fund
171	Fairstone Bank of Canada XIB Fund	Canada	GIC's
172	Federated Investors Canada ULC Federated Strategic Value U.S. Equity Dividend Fund	Canada	Mutual Fund
173	Fédération des caisses Desjardins due Quebec	Canada	Linked Notes
174	Fidelity Investments Canada ULC	Canada	Mutual Fund
175	Fiducie Desjardins Inc.	Canada	Mutual Fund
176	Fieldhouse Capital Management Inc. Fieldhouse Pro Funds Inc.	Canada	Mutual Fund
177	Fiera Capital Corporation	Canada	Mutual Fund/Hedge Fund/Pooled Fund
178	FIL Limited	Overseas	Mutual Fund
179	Financière des professionnels - Fonds d’investissement inc.	Canada	Mutual Fund
180	First Ontario Credit Union	Canada	GIC's
181	First Reliance Asset Management First Reliance Real Estate Investment Trust	Canada	REIT
182	First West Credit Union Ltd.	Canada	GIC's
183	Fondaction, Le Fonds De Develop. de la Confed. des Synd. Nationaux pour la Coop. et L'Emploi	Canada	Mutual Fund
184	Forge First Asset Management Inc. Forge First Conservative Alternative Fund Forge First Long Short Alternative Fund	Canada	Mutual Fund
185	Formula Growth Limited Formula Growth Hedge Funds Class F Formula Growth Fund Formula Growth Hedge Funds Class A	Canada	Mutual Fund / Hedge Fund
186	Forstrong Global Asset Management Inc. Forstrong Global Balanced Fund Forstrong Global Income Fund Forstrong Global Growth Fund	Canada	Hedge Fund
187	Fort LP	U.S.	Pooled Fund / Limited Partnership
188	Forum Asset Management Inc.	Canada	Mutual Fund
189	Foyston, Gordon & Payne Inc. Family of Pooled Funds FGP Funds	Canada	Pooled Fund
190	Franklin Templeton International Services S.à.r.l. Franklin Templeton Investment Funds	Overseas	Mutual Fund
191	Franklin Templeton Investments Corp. Franklin Templeton Mutual Funds Bissett Mutual Funds	Canada	Mutual Fund/Pooled Fund/Seg Fund
192	FrontFour Capital Corp. FrontFour Opportunity Fund	Canada	Mutual Fund
193	Frontwater Capital Inc.	Canada	Mutual Fund
194	FT Portfolios Canada Co.	Canada	Mutual Fund
195	Fulcra Asset Management Inc. Fulcra Credit Opportunities Fund	Canada	Mutual Fund
196	Gabelli Funds (The)	U.S.	Mutual Fund
197	Galibier Capital Management Ltd. Galibier Opportunities Fund Galibier U.S. Equity Pool Galibier Canadian Global Equity Pool	Canada	Pooled Fund
198	Galileo Global Equity Advisors Inc.	Canada	Mutual Fund
199	Galliant Advisors LP Galliant Equity Long/Short Fund LP	Canada	Investment Funds
200	General Bank of Canada	Canada	GIC's / Investment Savings Accounts
201	Genus Capital Management	Canada	Pooled Fund
202	Gestion Ferique	Canada	Mutual Fund
203	GFI Investment Counsel Ltd. Good Opportunities Fund	Canada	Hedge Fund
204	Global Growth Assets Inc.	Canada	Mutual Fund
205	Globevest Capital Ltee.	Canada	Mutual Fund / Pooled Fund
206	Gluskin Sheff & Associates Inc. Onex Senior Credit Fund (Canada) GS+A Dividend Distribution Fund DS+A International Fund DS+A Premium Income Fund DS+A Premium Income Trust DS+A U.S. Equity Fund DS+A Global Special Situations Fund Blair Franklin Global Credit Fund (MFT) Onex High Yield Bond Fund (MFT)	Canada	Mutual Fund
207	Gluskin Sheff & Associates Inc. (AC) Blair Franklin Global Credit Fund LP	Canada	Limited Partnership
208	Goodman & Company, Investment Counsel, Inc.	Canada	Pooled Fund
209	Goodwood Inc. Goodwood Funds	Canada	Mutual Fund
210	Government of Quebec (for Placements Quebec)	Canada	Other
211	Grafton Asset Management Inc. Global Energy Growth Fund	Canada	Unit Trust
212	Gravitas Securities Inc.	Canada	Mutual Fund
213	Grayhawk Investment Strategies Inc. Grayhawk Fixed Income Pool Grayhawk Structural Alternatives Pool Grayhawk Core Pool Grayhawk Global Growth Pool Grayhawk Opportunistic Alternatives Pool	Canada	Pooled Fund
214	GreensKeeper Asset Management Inc. GreensKeeper Value Fund	Canada	Pooled Fund
215	Groundlayer Capital Inc.	Canada	Venture Capital Fund
216	Growth Works Capital Ltd. GrowthWorks Atlantic Venture Fund Ltd. Working Opportunity Fund (EVCC) Ltd.	Canada	Labor Sponsored Fund
217	Guardian Capital LP Vector Funds Guardian Funds Vega Funds	Canada	Pooled Fund
218	Hamilton Capital Partners Inc.	Canada	Limited Partnership
219	Hamilton Lane (Canada) LLC	U.S.	Mutual Fund
220	Harvest Portfolios Group Inc.	Canada	Mutual Fund
221	Haventree Bank	Canada	GIC's
222	Hazelview Securities Inc.	Canada	Mutual Fund / Limited Partnership
223	Hemisphere Capital Management Inc.	Canada	Pooled Fund
224	HGC Investment Management Inc. HGC Fund LP	Canada	Limited Partnership
225	Higgins Investment Group Inc. Restricted to Uber Strategis LP and Goforth Technical Fund LP	Canada	Limited Partnership
226	Highstreet Asset Management Inc.	Canada	Mutual Fund
227	Hillsdale Investment Management Inc.	Canada	Pooled Fund
228	Home Bank	Canada	GIC's / Investment Savings Accounts
229	Home Trust Company	Canada	GIC's / Investment Savings Accounts
230	HomEquity Bank	Canada	GIC's
231	Horizons ETFs Management (Canada) Inc.	Canada	Unit Trust
232	HSBC Bank Canada Structured Alternative Investment Return Securities	Canada	Mutual Fund / GIC's
233	HSBC Investment Funds (Canada) Inc.	Canada	Mutual Fund
234	Hymas Investment Management Inc. Malachite Aggressive Preferred Fund	Canada	Mutual Fund / Hedge Fund
235	I.A. Michael Investment Counsel Ltd. ABC Funds	Canada	Mutual Fund
236	I.G. Investment Management Ltd.	Canada	Mutual Fund
237	IA Clarington Investments Inc.	Canada	Mutual Fund
238	IBV Capital Ltd. IBV Capital Global Value Canadian Feeder Fund LP	Canada	Limited Partnership
239	iCapital Network Canada Ltd. Unigestion Global Core Private Equity Fund, LP iCapital CBRE Global Infrastructure Access Fund, L.P. Owl Rock Core Income Trust iCapital KKR Private Markets Access Fund (Canada) iCapital-PG Partners Fund Access Fund Blackstone Real Estate Income Trust iCapital Canada Access Fund, L.P. TCC Alternative Access Trust Fund Hines Global Income Trust iCapital Canada Access Fund Trust iCapital-Carlyle Tactical Private Credit Access Fund (Canada), L.P.	Canada	Pooled Fund
240	ICICI Bank Canada	Canada	GIC's / Investment Savings Accounts
241	ICM Asset Management Inc. ICM (1X) Real Estate Trust	Canada	Mutual Fund
242	Industrial Alliance Pacific Insurance and Financial Services Inc.	Canada	Segregated Fund
243	Industrial Alliance Trust Inc.	Canada	GIC's
244	Industrial and Commercial Bank of China (Canada)	Canada	GIC's
245	Industrielle Alliance, Assurance et services financiers inc.	Canada	Segregated Fund
246	Inflection Management Inc. Inflection Strategic Opportunity Fund	Canada	Unit Trust
247	Innocap Investment Management Inc. Quadra Liquid Bond L.P.	Canada	Limited Partnership
248	Innovation Credit Union	Canada	GIC's
249	Invesco Canada Ltd. LP's Investment Savings Accounts Segregated funds Investment funds GIC's Linked notes IncomeTrusts	Canada	Investment Funds
250	Investec Asset Management Limited	Overseas	Mutual Fund
251	Invico Capital Corporation Mini Mall Storage Properties Trust Levante Living Trust Invico Diversified Income Fund Avenue Living Real Estate Core Trust Invico Secondaries 2022 LP Avenue Living Agricultural Land Trust Tract Farmland Partners LP	Canada	Limited Partnership
252	Ivari	Canada	Mutual Fund / Segregated Fund
253	J. Zechner Associates Inc.	Canada	Pooled Fund
254	J.C. Clark Ltd.	Canada	Pooled Fund
255	Jarislowsky, Fraser Limited	Canada	Mutual Fund / Pooled Fund
256	JDM Investments Partners Ltd. Investment Partners Fund	Canada	Pooled Fund
257	Jemekk Capital Management (2017) Inc.	Canada	Mutual Fund / Pooled Fund
258	JM Fund Management Inc. JM Catalyst Fund	Canada	Hedge Fund
259	K J Harrison & Partners Inc.	Canada	Pooled Fund
260	K2 & Associates Investment Management Inc. The K2 Principal Trust	Canada	Mutual Fund Trust
261	KAI Asset Management Inc. KAI Core Equity Pool	Canada	Pooled Fund
262	Kawartha Asset Management Inc. Kawartha High Conviction Resource Fund Kawartha Energy Opportunities Fund Inc.	Canada	Mutual Fund/Hedge Fund/Pooled Fund
263	KEB Hana Bank Canada	Canada	GIC's
264	Kensington Capital Advisors Inc.	Canada	Pooled Fund
265	Kilgour Williams Capital Incorporated KiWi Private Credit Trust	Canada	Unit Trust
266	Kingwest & Company	Canada	Mutual Fund / Pooled Fund
267	Kinsted Wealth Inc.	Canada	Mutual Fund
268	KV Capital Inc. KV Mortgage Fund Inc.	Canada	Mortgage Investment Fund
269	Langdon Equity Partners Ltd.	Canada	Mutual Fund
270	Laurentian Bank of Canada Includes B2B Trust term deposits	Canada	GIC's
271	Laurentian Trust of Canada Inc.	Canada	GIC's
272	Laurus Investment Counsel	Canada	Pooled Fund
273	LBC Trust	Canada	GIC's
274	LDIC Inc. Includes LDIC Closed-End Funds	Canada	Mutual Fund / Pooled Fund
275	Le Fonds de Solidarite des travailleurs du Quebec (F.T.Q.)	Canada	Mutual Fund
276	League Savings and Mortgage Company	Canada	GIC's
277	Legg Mason Global Funds PLC	Overseas	Mutual Fund
278	Leith Wheeler Investment Counsel Ltd. Leith Wheeler family of funds	Canada	Mutual Fund
279	Lester Asset Management Inc.	Canada	Mutual Fund
280	Letko, Brosseau & Associates Inc. Letko, Brosseau & Associates Inc.a	Canada	Mutual Fund / Pooled Fund
281	Level 3 Investment Management Inc. Level 3 Total Return Opportunities Fund	Canada	Pooled Fund / Hedge Funds
282	Lightwater Partners Ltd. Lightwater Long/Short Funds	Canada	Hedge Fund
283	Lincluden Investment Management Limited	Canada	Mutual Fund / Pooled Fund
284	LionGuard Capital Management Inc.	Canada	Limited Partnership
285	Lionridge Capital Management Inc. Lionridge Total Equity Fund	Canada	Pooled Fund
286	Longbow Capital Inc.	Canada	Mutual Fund
287	Lorica Investment Counsel Inc. Lorica Canadian Fixed Income Fund	Canada	Mutual Fund
288	Lorne Steinberg Wealth Management Inc. Steinberg Global Value Equity Fund Steinberg High Yield Fund	Canada	Pooled Fund
289	Lumen Asset Management Inc. Lumen Long Short Equity Fund LP	Canada	Limited Partnership
290	Lynwood Capital Management Inc. Lynwood family of funds	Canada	Pooled Fund
291	Lysander Funds Limited	Canada	Mutual Fund
292	M.Y. Capital Management Corp. M.Y. Cycles and Trends Macro Fund	Canada	Mutual Fund
293	Mackenzie Financial Corp.	Canada	Mutual Fund / Segregated Fund
294	MacNicol & Associates Asset Management Inc. The Global Opportunities Fund (LP) The Emergence Fund (LP) The Conservative Income Fund (LP) 360 Degree U.S. Reality Income Fund The Absolute Return Fund (LP)	Canada	Pooled Fund
295	Majestic Asset Management LLC	Canada	Mutual Fund / Pooled Fund
296	Manitou Investment Management Ltd. Manitou Investment Management Ltd.	Canada	Pooled Fund
297	Manufacturers Life Insurance Co. (The) Deferred Annuities	Canada	GIC's / Segregated Fund
298	Manulife Bank of Canada	Canada	GIC's / Investment Savings Accounts
299	Manulife Investment Management Ltd. Manulife Financial Corp. Family of Funds Manulife Canadian Real Estate Investment Fund - Pooled Fund, Limited Partnership	Canada	Mutual Fund/Pooled Fund/Seg Fund
300	Manulife Trust Company	Canada	GIC's / Investment Savings Accounts
301	Marquest Asset Management Inc.	Canada	Mutual Fund/Pooled Fund/Ltd. Partnership
302	Marret Asset Management Inc. Marret	Canada	Hedge Fund
303	Marval Capital Ltd.	Canada	Mutual Fund
304	Matco Financial Inc. MFI series of funds	Canada	Mutual Fund
305	Mawer Investment Management Ltd.	Canada	Mutual Fund
306	Maxam Capital Management Ltd.	Canada	Mutual Fund
307	MCAN Mortgage Corporation	Canada	GIC's
308	McElvaine Investment Management Ltd. The McElvaine Investment Trust The Osler Fund	Canada	Mutual Fund
309	McLean Asset Management Ltd. ROMC Trust	Canada	Mutual Fund
310	MD Financial Management Inc.	Canada	Mutual Fund
311	Meckelborg Financial Group Ltd. MFG Diversified Strategy Fund	Canada	Mutual Fund Trust
312	Mercer Global Investments Canada Limited	Canada	Pooled Fund
313	Merrill Lynch Canada Inc.	Canada	Linked Notes
314	Metric Asset Management Limited Partnership	Canada	Pooled Fund / Hedge Funds
315	MFS Investment Management Canada Limited	Canada	Mutual Fund
316	Middlefield Limited	Canada	Mutual Fund
317	Montrusco Bolton Investment Inc. Bolton Tremblay Funds inc.	Canada	Mutual Fund
318	Morgan Meighen & Associates Limited Smedley Fund Family	Canada	Pooled Fund
319	Mortgage Company of Canada Inc.	Canada	Mortgage Investment Fund
320	Mulvihill Capital Management Inc.	Canada	Mutual Fund
321	Natcan Trust Company	Canada	Mutual Fund / Pooled Fund
322	National Bank Investments Inc. Includes PPN's	Canada	Mutual Funds / GIC's / Inv. Savings Acct
323	National Bank of Canada National Bank Trust GIC's Natcan Trust GIC's National Bank of Canada GIC's	Canada	GIC's
324	National Bank Trust Inc.	Canada	Mutual Fund / Pooled Fund
325	National Trust Company Tourism & Entertainment Growth Fund Inc. Family of Funds	Canada	Mutual Fund
326	NCM Asset Management	Canada	Mutual Fund/Pooled Fund/Ltd. Partnership
327	Neighbourhood Holdings LP/Neighbourhood Holding Company Ltd. Neighbourhood Holdings Limited Partnership	Canada	Mortgage Investment Fund
328	Neuberger Berman Canada ULC NB Speciality Finance Income Fund	Canada	Pooled Fund
329	NewGen Asset Management Limited	Canada	Unit Trust
330	Newport Private Wealth Inc.	Canada	Mutual Fund
331	Next Edge Capital Corp.	Canada	Mutual Fund/Hedge Fund/Pooled Fund
332	Next Edge Capital Corp. Short Duration Fixed Income Private Wealth Pool Canadian Equity Private Wealth Pool Real Assets Private Wealth Pool U.S. Equity Private Wealth Pool International Equity Private Wealth Pool	Canada	Pooled Fund
333	Niagara Capital Partners Ltd. Niagara Access Alpha Fund	Canada	Mutual Fund
334	Nicola Wealth Management Ltd. SPIRE LP's NWM family of funds	Canada	Mutual Fund / Limited Partnership
335	Ninepoint Partners LP	Canada	Mutual Fund/Pooled Fund/Ltd. Partnership
336	North Growth Management Ltd.	Canada	Mutual Fund
337	Northern Savings Credit Union Terrace & District Credit Union	Canada	GIC's
338	Northpoint Investment Partners Ltd.	Canada	Pooled Fund
339	NorthStream Capital Inc. NorthStream Credit Strategies Fund LP	Canada	Limited Partnership
340	Northwest & Ethical Investments L.P.	Canada	Mutual Fund
341	Nymbus Capital Inc.	Canada	Mutual Fund
342	Oak Hill Asset Management Inc. Oak Hill Nexpoint Global Merger Arbitrage Plus Fund Oak Hill Nexpoint Global Merger Arbitrage Fund	Canada	Mutual Fund
343	OCP Fund Management LP	Canada	Limited Partnership
344	OGAM Ltd.	Canada	Pooled Fund
345	Onex Credit Partners, LLC Onex Credit Partners LLC OCP Debt Opportunity Class	Canada	Pooled Fund
346	Optimize Inc. Optimized Pooled Funds	Canada	Mutual Fund Trust
347	Optimum Asset Management Inc.	Canada	Mutual Fund / Hedge Fund / GIC's
348	Outcome Metric Asset Management LP	Canada	Pooled Fund
349	Palette Investment Management Inc. First Canadian Securities 2017	Canada	Limited Partnership
350	Palisade Capital Management Ltd.	Canada	Mutual Fund/Pooled Fund/Ltd. Partnership
351	Palos Management Inc. Rendez-vous Global Equity Fund LP - $CDN and $US Palos Family of funds	Canada	Mutual Fund/Pooled Fund/Ltd. Partnership
352	Pathfinder Asset Management Ltd.	Canada	Mutual Fund
353	Peace Hill Trust Company	Canada	GIC's
354	Pembroke Private Wealth Management Ltd.	Canada	Mutual Fund / Pooled Fund
355	PenderFund Capital Management Ltd. Pender Value Fund II Pender Value Fund Pender Strategic Growth and Income Fund Pender Special Situations Fund Pender Enhanced Income Fund Pender Alternative Absolute Return Fund Pender Alternative Arbitrage Fund Pender Corporate Bond Fund Pender Small/Mid Cap Dividend Fund Pender Global Focused Fund Pender Partners Fund Pender Income Advantage Fund Pender Emerging Markets Impact Fund Pender Small Cap Opportunities Fund Pender Bond Universe Fund	Canada	Mutual Fund
356	Peoples Trust Company	Canada	GIC's
357	Perennial Asset Management Corp. Perennial Equity Portfolio Perennial Fixed Income Portfolio	Canada	Mutual Fund
358	Performance Capital Ltd.	Canada	Hedge Fund
359	Periscope Capital Inc.	Canada	Pooled Fund / Limited Partnership
360	PFM Venture Capital Operations Inc. SaskWorks Venture Fund Inc.	Canada	Labor Sponsored Fund
361	Picton Mahoney Asset Management	Canada	Mutual Fund / Hedge Fund
362	Pier 21 Asset Management Inc. Pier 21	Canada	Pooled Fund
363	PIMCO Canada Corp.	Canada	Mutual Fund / Hedge Fund
364	PIMCO Global Advisors (Ireland) Limited PIMCO Funds - Global Investor Services	Overseas	Mutual Fund
365	PineStone Asset Management Inc.	Canada	Pooled Fund
366	Pinnacle Wealth Brokers Inc. Pinnacle Listed Equity Pool	Canada	Pooled Fund
367	Polar Asset Management Partners Inc.	Canada	Hedge Fund
368	Pollitt Investment Counsel Inc. Plutus Super Flow-through Limited Partnership	Canada	Pooled Fund / Limited Partnership
369	Portfolio Stewards Inc. Stewardship Alternative Income Fund	Canada	Mutual Fund
370	Portland Investment Counsel Inc.	Canada	Investment Funds / Limited Partnership
371	Pratte Gestion de portfeuilles	Canada	Investment Funds
372	President's Choice Bank	Canada	GIC's
373	Primevest Capital Corp.	Canada	Mutual Fund
374	Prospera Credit Union	Canada	GIC's / Other
375	Provisus Wealth Management Limited	Canada	Pooled Fund
376	Purpose Investment Partners Inc. AHF Credit Opportunities Fund - Series A, F and I	Canada	Mutual Fund/Hedge Fund/Pooled Fund
377	Purpose Investments Inc.	Canada	Mutual Fund
378	Pursuit Financial Management Corp.	Canada	Mutual Fund
379	Putnam Investment Inc.	Canada	Mutual Fund
380	Quadrant Asset Management QAM Tracking Pools	Canada	Pooled Fund
381	Quantum Leap Asset Management Limited Quantum Leap Mortgage Investment Fund	Canada	Mutual Fund
382	QV Investors Inc. QV Pooled Funds	Canada	Pooled Fund
383	Qwest Investment Fund Management Ltd.	Canada	Mutual Fund / Limited Partnership
384	R.E.G.A.R. Gestion Privée Inc.	Canada	Mutual Fund
385	R.N. Croft Financial Group Inc.	Canada	Mutual Fund
386	Radin Capital Partners Inc. Radin Capital Partners	Canada	Pooled Fund
387	Raintree Wealth Management Inc. Raintree Absolute Fund Class A Raintree Tactical Fund Class A	Canada	Unit Trust
388	Ravenstone Capital Management Inc. Ravenstone family of funds	Canada	Pooled Fund
389	Rayne Capital Management Inc. Rayne Capital Opportunities Trust Rayne Capital LP Rayne Capital Opportunities Fund LP	Canada	Pooled Fund
390	RBC Dominion Securities Inc.	Canada	Linked Notes
391	RBC Global Asset Management Inc.	Canada	Mutual Fund/Hedge Fund/Pooled Fund
392	RBC Life Insurance Company	Canada	Segregated Fund
393	Research Capital Corporation The Absolute Resource Company L.P. Grafton Energy Growth Fund	Canada	Mutual Fund
394	Resolute Funds Ltd.	Canada	Mutual Fund
395	Resolve Asset Management Inc.	Canada	Hedge Fund
396	Return on Innovation Advisors Ltd. Pooled Funds	Canada	Mutual Fund / Labor Sponsored Fund
397	RFA Bank of Canada	Canada	GIC's
398	Ridgewood Capital Asset Management Ridgewood Mutual	Canada	Mutual Fund
399	Roadmap Capital Inc.	Canada	Pooled Fund
400	Robson Capital Management Inc.	Canada	Hedge Fund
401	Rosalind Advisors, Inc. Rosalind Capital Partners L.P.	Canada	Limited Partnership
402	Ross Smith Asset Management ULC Ross Smith Capital Investment Fund Ross Smith Cryptocurrency Investment Fund LP Ross Smith Opportunity Fund	Canada	Mutual Fund / Limited Partnership
403	Royal & Sun Alliance Life Insurance Co. (Canada)	Canada	Segregated Fund
404	Royal Bank of Canada Royal Bank of Canada Royal Trust Corp. Royal Bank Mortgage Corp. Connor Clark Private Merchant Private Trust Royal Trust Company (The)	Canada	GIC's / Investment Savings Accounts
405	Royal Trust Company (The) The First American Fund T.A.L. Private Management Pooled Funds The Protected American Fund Classified Investment Trusts First Trust Canada Funds RT Capital Inc. T.A.L. Investment Pooled Funds	Canada	Mutual Fund
406	RP Investment Advisors LP	Canada	Mutual Fund / Hedge Fund
407	Russell Investments Canada Limited Life Points mutual funds Russel Group mutual funds Soverign mutual funds	Canada	Mutual Fund
408	Saguenay Strathmore Capital, L.P. Titan Masters Canada, L.P.	Canada	Limited Partnership
409	Sanford C. Bernstein & Co. LLC	U.S.	Mutual Fund
410	SBI Canada Bank	Canada	GIC's
411	Scotia Capital Inc. Pinnacle family of funds - May 7-07 Scotia Capital family of funds The Bank of Nova Scotia Structured Deposit Notes - Apr 26-07 Cassels Blaikie Canadian Fund (U.S.)	Canada	Mutual Fund
412	Scotia Securities Inc.	Canada	Mutual Fund
413	Seamark Asset Management Ltd.	Canada	Mutual Fund / Pooled Fund
414	SEI Investment Canada Company	Canada	Mutual Fund
415	Seymour Investment Management Ltd. Family of funds managed by Seymour Investment Management Ltd.	Canada	Pooled Fund
416	Sherpa Asset Management Inc.	Canada	Mutual Fund
417	Shinhan Bank Canada	Canada	GIC's
418	SIA Wealth Management Inc. SIA Wealth Management Private Investment Pools	Canada	Pooled Fund
419	Silvercreek Management Inc. Silvercreek family of funds	Canada	Limited Partnership
420	Slate Securities L.P.	Canada	Pooled Fund
421	Spartan Fund Management Inc. Spartan Fund Management Inc. family of funds Thales Fund Management Inc. family of funds	Canada	Mutual Fund/Pooled Fund/Ltd. Partnership
422	Standard Life Assurance Company of Canada (The) Ideal Segregated Funds Guaranteed Interest Rate Contracts	Canada	GIC's / Segregated Fund
423	Standard Life Trust Company	Canada	Mutual Fund
424	Stanton Asset Management Inc.	Canada	Hedge Fund
425	Starlight Investments Capital LP Starlight group of funds	Canada	Mutual Fund
426	Steadyhand Investment Management Ltd Steadyhand Savings Fund Steadyhand Small Cap Equity Fund Steadyhand Income Fund Steadyhand Equity Fund Steadyhand Global Equity Fund	Canada	Mutual Fund
427	Steepe & Co. Ltd. US Bridge Loan Fund Trust	Canada	Mutual Fund Trust
428	Steinbach Credit Union Limited GICs	Canada	GIC's
429	Stone Asset Management Limited	Canada	Mutual Fund
430	Successful Investor Wealth Management Inc.	Canada	Pooled Fund
431	Sun Life Assurance Co. (Canada) Individual Variable Insurance Contracts	Canada	Segregated Fund
432	Sun Life Financial Trust Inc.	Canada	GIC's
433	Sun Life Global Investments (Canada) Inc./Placements mondiaux Sun Life (Canada) inc.	Canada	Investment Funds
434	Sunshine Coast Credit Union	Canada	GIC's
435	T.I.P. Wealth Manager Inc.	Canada	Mutual Fund / Pooled Fund
436	Tacita Capital Inc. Private Pool	Canada	Pooled Fund
437	Tactex Asset Management	Canada	Investment Funds
438	Tangerine Bank	Canada	GIC's / Investment Savings Accounts
439	Taylor Asset Management Inc. Taylor Partners Fund	Canada	Pooled Fund
440	TD Asset Management Inc.	Canada	Mutual Fund / Inv. Savings Account
441	TD Bank Financial Group TD Bank - GIC's & Linked Notes The Canada Trust Compay - GIC's TD Mortgage Corp. - GIC's TD Pacific Mortgage Corp. - GIC's	Canada	GIC's / Linked Notes
442	TD Securities Inc.	Canada	Linked Notes
443	Tempered Investment Management Ltd. Tempered Global Value Fund	Canada	Pooled Fund
444	Terra Fund Management Ltd.	Canada	Mutual Fund / Limited Partnership
445	The Bank of Nova Scotia Trust Company ADS Canadian Bank	Canada	GIC's / Investment Savings Accounts
446	Third Eye Capital Management Inc. Third Eye Capital Alternative Credit Trust	Canada	Pooled Fund
447	Thornmark Asset Management Inc. Thornmark Investment Funds	Canada	Pooled Fund
448	Timelo Investment Management Inc. Timelo Strategic Opportunities Fund	Canada	Limited Partnership
449	TIS Preservation & Growth Fund/Accilent Capital Management. TIS Preservation & Growth Fund Class A and Class F Units	Canada	Mutual Fund
450	Tonus Capital Inc. Tonus Partners Fund	Canada	Mutual Fund
451	Toronto Trust Management Ltd. Friedberg Mercantile Group family of funds	Canada	Hedge Fund
452	Tradex Management Inc.	Canada	Mutual Fund
453	Tralucent Asset Management Inc. Tralucent Global Equity Fund	Canada	Pooled Fund
454	Trapeze Asset Management Inc.	Canada	Pooled Fund
455	Traynor Ridge Capital Inc. TR1 Fund lp	Canada	Limited Partnership
456	Trez Capital Corporation	Canada	Income Trust
457	Triasima Portfolio Management Inc.	Canada	Pooled Fund
458	TriDelta Investment Counsel Inc.	Canada	Pooled Fund
459	Triumph Asset Management Inc. Triumph Capital Appreciation Fund LP	Canada	Limited Partnership
460	True Exposure Investments, Inc. TruX Exogenous Risk Pool, Series F, P and O units	Canada	Mutual Fund
461	Turtle Creek Asset Management Inc.	Canada	Pooled Fund
462	UBS Asset Management (Canada) Inc./UBS (Canada) Global Merger Arbitrage Fund UBS (Canada) Global Merger Arbitrage Fund	Canada	Pooled Fund
463	UBS Asset Management (Canada) Inc./UBS (Canada) Global Real Estate Fund UBS (Canada) Global Real Estate Fund	Canada	Pooled Fund
464	Ullman Wealth Management Inc. Ullman Wealth Management Fund Family	Canada	Mutual Fund
465	Value Partners Investment Inc.	Canada	Mutual Fund
466	Value-Contrarian Asset Management Inc.	Canada	Mutual Fund
467	Vancity Investment Management Ltd. VCIM Bond Fund VCIM Canadian Equity Fund VCIM Income Fund VCIM Short Duration Bond Fund VCIM Global Equity Fund	Canada	Pooled Fund
468	Vancouver City Savings Credit Union	Canada	GIC's
469	Vanguard Investment Canada Inc.	Canada	Mutual Fund / Pooled Fund
470	Vantage Asset Management Inc. Vantage Protected Performance Fund Vantage Performance Fund	Canada	Pooled Fund
471	Venator Capital Management Ltd. Venator family of mutual funds	Canada	Hedge Fund
472	Veritas Asset Management Inc. VAM V List Plus Fund Veritas Long Short Fund VAM Signature Fund	Canada	Pooled Fund
473	VersaBank	Canada	GIC's / Other
474	Vertex One Asset Management Inc.	Canada	Mutual Fund
475	Vesta Wealth Partners Ltd. Cerulean Private Equity Access Fund Vesta Enhanced Equity Fund	Canada	Mutual Fund
476	Viewpoint Investment Partners Corporation Viewpoint Global Fund Trust	Canada	Pooled Fund
477	Vision Capital Corporation	Canada	Hedge Fund
478	VL Advisors Inc.	Canada	Mutual Fund / Labor Sponsored Fund
479	W.A. Robinson Asset Management Ltd.	Canada	Pooled Fund
480	WARATAH Capital Advisors Ltd. Waratah fund family	Canada	Mutual Fund / Limited Partnership
481	WaveFront Global Asset Management Corp. WaveFront All-Weather Fund, LP	Canada	Pooled Fund / Limited Partnership
482	Waypoint Investment Partners Inc.	Canada	Pooled Fund
483	Wealhouse Capital Limited Partnership All funds managed by Wealhouse Capital Limited Partnership.	Canada	Mutual Fund / Pooled Fund
484	Wealth One Bank of Canada	Canada	GIC's / Investment Savings Accounts
485	WealthCo Asset Management Inc. WealthCo Pooled Funds WealthCo Asset Management Inc.	Canada	Pooled Fund
486	Wellington-Altus Private Counsel Ltd.
487	Wells Asset Management System Inc.	Canada	Mutual Fund
488	West Face Capital Inc. WFC Opportunities Trust	Canada	Mutual Fund
489	Westcap Mgt. Ltd. Golden Opportunities Fund Inc.	Canada	Mutual Fund
490	Westminster Savings Credit Union	Canada	Mutual Fund / Segregated Fund / GIC's
491	Whitehaven Asset Management Inc.	Canada	Mutual Fund / Pooled Fund
492	Williams Lake & District Credit Union	Canada	GIC's
493	Windsor Family Credit Union	Canada	GIC's
494	XIB Asset Management Inc. XIB Fund	Canada	Unit Trust
495	Yorkville Asset Management Inc. Yorkville Health Care Fund Yorkville Mutual Funds	Canada	Mutual Fund
496	YTM Capital Asset Management Ltd.	Canada	Mutual Fund
497	Zag Bank	Canada	GIC's / Investment Savings Accounts

Note:
One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IIROC outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these agreements on behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with.

Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which conforms to SRO by-laws directly with the company or Agent

Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the third party mutual fund(s) covered by the agreement.

* The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership

Additions to List Since January 1, 2023

Fund Manager Funds covered by agreement	Region	Type of Products	Date Approved
Higgins Investment Group Inc. Restricted to Uber Strategis LP and Goforth Technical Fund	Canada	Limited Partnership	1/12/2023
Oak Hill Asset Management Inc. Oak Hill Nexpoint Global Merger Arbitrage Plus Fund Oak Hill Nexpoint Global Merger Arbitrage Fund	Canada	Mutual Fund	2/13/2023
Bayxis Capital Management Inc. Bayxis Quantum Fund LP	Canada	Limited Partnership	2/16/2023
Brownstone Asset Management Inc. Brownstone US Dividend Equity Fund	Canada	Mutual Fund / Pooled Fund	2/28/2023
KV Capital Inc. KV Mortgage Fund Inc.	Canada	Mortgage Investment Fund	4/11/2023
M.Y. Capital Management Corp. M.Y. Cycles and Trends Macro Fund	Canada	Mutual Fund	4/11/2023
Blue Couch Fund Administration Inc. Vector Mortgage Trust	Canada	Mutual Fund Trust	4/17/2023
De Luca Veale Investment Counsel Inc. DV Growth Fund	Canada	Pooled Fund	5/2/2023
Next Edge Capital Corp. Short Duration Fixed Income Private Wealth Pool Canadian Equity Private Wealth Pool Real Assets Private Wealth Pool U.S. Equity Private Wealth Pool International Equity Private Wealth Pool	Canada	Pooled Fund	6/1/2023
Gluskin Sheff & Associates Inc. Onex Senior Credit Fund (Canada) GS+A Dividend Distribution Fund DS+A International Fund DS+A Premium Income Fund DS+A Premium Income Trust DS+A U.S. Equity Fund DS+A Global Special Situations Fund Blair Franklin Global Credit Fund (MFT) Onex High Yield Bond Fund (MFT)	Canada	Mutual Fund	6/30/2023
Gluskin Sheff & Associates Inc. (AC) Blair Franklin Global Credit Fund LP	Canada	Limited Partnership	6/30/2023
Clifton Blake Mortgage Income Fund Trust Clifton Blake Mortgage Income Fund Trust	Canada	Mortgage Investment Fund	8/9/2023
AWM Diversified Mortgage Investment Corporation	Canada	Mortgage Investment Fund	8/29/2023
Letko, Brosseau & Associates Inc. Letko, Brosseau & Associates Inc.a	Canada	Mutual Fund / Pooled Fund	8/29/2023

Deletions from List since January 1, 2023

Fund Manager Funds covered by agreement	Region	Type of Products	Date Removed	Reason of Removal

Name Changes and Mergers since January 1, 2023

Fund Manager Funds covered by agreement	Region	Type of Products	Date	Comments
CanCity Capital Inc.	Canada	Limited Partnership	1/12/2023	Name changed to Higgins CanCity Capital Inc.
StonePine Asset Management Inc.	Canada	Pooled Fund	5/23/2023	Name changed to PineStone Asset Management Inc.