Alert:

A nationwide postal strike or lockout may occur as early as November 3, 2004. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.

Publications

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Results:

Rulebook: MFDR
Type: Hearing Notice
24-0309
Rulebook: IDPC Rules
Type: Decision Notice
24-0314
Rulebook: IDPC Rules, MFDR
Type: Administrative Bulletin
Division: Investment Dealer; Mutual Fund Dealer
24-0315
Type: Intention to Resign
24-0316
Rulebook: IDPC Rules
Type: Request for Comments
24-0308
Rulebook: MFDA Rules
Type: Hearing Notice
24-0312
Type: Intention to Resign
24-0313
Rulebook: IDPC Rules
Type: Hearing Notice
24-0311
Rulebook: MFDR
Type: Decision Notice
24-0310