Custodial Agreements (Mutual Fund Dealers)

Contact:

Samantha Duffield      
Manager, Financial Compliance      
Telephone: 416-943-4662      
Email: [email protected]

The following is an alphabetical listing of prescribed Custodial Agreements executed as of January 31, 2024 between CIRO as bare trustee on behalf of mutual fund dealer Members, and mutual fund companies and other financial institutions, in accordance to MFDA Staff Notice MSN-0058, Acceptable Securities Locations. Please ensure that your assets held are included in the types of products listed by the entity.

Custodial Agreements

 Fund Manager/ Financial InstitutionType of Products
 

1832 Asset Management L.P.

  • Dynamic Mutual Fund
Mutual Fund / Hedge Fund / Labour Sponsored Fund / Deposit Accounts
 Accilent Capital Management Inc.Pooled Fund
 Acker Finley Asset Management Inc.Mutual Fund
 ACM Advisors Ltd.Mortgage Investment Fund
 Acorn Global Investments Inc.Hedge Fund
 

AGF Investments Inc.

  • Acuity Pooled Funds
  • AGF Pooled Funds
  • AGF family of mutual funds
  • AGF Elements family of mutual funds
  • Harmony family of mutual funds
Mutual Fund / Pooled Fund
 AIP Asset Management Inc.Mutual Fund / Hedge Fund / Limited Partnership
 AlphaNorth Asset ManagementMutual Fund
 Arrow Capital Management Inc.Investment Products
 ATB Investment Management Inc.Mutual Fund
 Aurion Capital Management Inc.Pooled Fund
 Auspice Capital Advisors Ltd.Mutual Fund
 Aventine Management Group Inc.Mutual Fund
 B2B BankGIC’s / High Interest Investment Accounts
 Bank of MontrealGIC’s / High Interest Savings Accounts
 Bank of Montreal Mortgage CorporationGIC’s
 

Bank of Nova Scotia Trust Company (The)

  • ADS Canadian Bank
GIC’s / High Interest Savings Account
 Bank of Nova Scotia (The)GIC’s
 Barometer Capital Management Inc.Mutual Fund / Pooled Fund
 Barrantagh Investment Management Inc.Mutual Fund
 BC Advantage Fund Management LimitedVenture Capital Corporation (VCC) Funds
 

Beneva Inc.

  • SSQ, Société d’assurances-vie Inc.
Segregated Fund / GIC’s
 B.E.S.T. Investment Counsel LimitedMutual Fund / Labour Sponsored Fund
 Belco Private Capital Inc.Mutual Fund Trust
 Beutel, Goodman & Company Ltd.Mutual Fund
 BlackRock Asset Management Canada LimitedMutual Fund
 BMG Management Services Inc.Mutual Fund
 BMO Asset Management Inc.Pooled Fund/ETFs
 

BMO Investments Inc.

  • BMO Mutual Funds
Mutual Fund
 BMO InvestorLine Inc.Investment Products
 

BMO Life Assurance Company

  • BMO Guaranteed Investment Funds
Segregated Fund
 BMO Nesbitt Burns Inc.Investment Products / Linked Notes
 BMO Private Investment Counsel Inc.Mutual Fund
 BMO Trust CompanyGIC’s / High Interest Savings Account
 BNP Paribas (Canada)Principal Protected Linked Notes
 Brandes Investment Partners & Co.Mutual Fund
 Brandywine Global Investment Management (Canada), ULCMutual Funds / Pooled Fund
 Bridgewater BankGIC’s
 Bridging Finance Inc.Pooled Fund
 British Columbia Discovery Fund (VCC) Inc.Venture Capital Fund
 Brompton Funds LimitedInvestment Products
 CADO Investment Fund Management Inc.Mutual Fund
 Caisse populaire acadienne ltée (UNI)GIC’s
 Caisse Populaire d’Alban LimitedGIC’s
 Caldwell Investment Management Ltd.Mutual Fund
 Canada Life Assurance Company (The)Segregated Fund
 Canada Life Investment Management Ltd.Investment Funds
 Canadian Imperial Bank of CommerceMutual Fund / GIC’s / Principal Protected Notes / Deposit Accounts
 Canadian Tire BankGICs
 Canadian Western BankGIC’s
 Canadian Western Trust CompanyGIC’s
 

Canoe Financial LP

  • EnerVest Natural Resource Fund
  • Canoe family of Funds
Mutual Fund
 Capital International Asset Management (Canada), Inc.Mutual Fund
 Capstone Asset Management Inc.Pooled Fund
 Central 1 Credit UnionTerm Deposits
 Centurion Asset Management Inc.REIT
 Chou Associates Management Inc.Mutual Fund
 CIBC Asset Management Inc.Mutual Fund
 CIBC Mortgages Inc.GIC’s / Deposit Accounts
 CIBC Trust CorporationGIC’s / Deposit Accounts
 

CI Investments Inc.

  • United Financial family of funds
  • Lakeview Asset Management family of funds
Investment Products
 Citizens Bank of CanadaTerm Deposits / Demand Accounts
 Coast Capital Savings Credit UnionGIC’s
 Communication Technologies Credit Union LimitedGIC’s
 Community Trust CompanyGIC’s
 Concentra Financial Services AssociationGIC’s
 Connor, Clark & Lunn Funds Inc.Mutual Fund
 Connor, Clark & Lunn Private Capital Ltd.Mutual Fund
 Counsel Portfolio Services Inc.Mutual Fund
 Covington Capital CorporationLabour Sponsored Fund
 Crimson Asset Management LimitedHedge Fund
 Crystal Wealth Management System LimitedMutual Fund
 Davis-Rea Ltd./Davis-Rea Ltee.Mutual Fund / Pooled Fund
 Desjardins Financial Security Life Assurance CompanyAnnuity Contracts / Deferred Annuity Contacts / Individual Variable Insurance Contracts / Insurance Contracts
 Desjardins Société de Placement Inc.Mutual Fund / Desjardins Mutual Funds
 Difference Capital Management Inc.Hedge Fund
 Dimensional Fund Advisors Canada ULC.Mutual Fund
 Durham Asset Management Inc.Mutual Fund
 EdgePoint Wealth Management Inc.Mutual Fund
 Educators Financial Group Inc.Mutual Fund
 Effort Trust Company (The)GIC’s
 Emerge Canada Inc.Mutual Fund
 

Empire Life Insurance Company (The)

  • Segregated Funds
  • Interest investment options provided within an insurance contract
Segregated Fund
 Empire Life Investments Inc.Mutual Fund
 Encasa Financial Inc.Mutual Fund
 Épargne Placement QuébecSavings Products
 Epic Capital Management Inc.Pooled Fund
 Equilibrium Capital Management Inc.Mutual Fund
 Equitable BankGIC’s / High Interest Savings Account
 Equitable TrustGIC’s / High Interest Savings Account
 

Equiton Capital Inc.

  • Equiton Residential Income Fund Trust
Pooled Fund
 Equity Credit Union Inc.GIC's
 Evolve Funds Group Inc.Mutual Fund
 Excel Funds Management Inc.Mutual Fund
 

Fédération des caisses Desjardins Du Québec

  • For itself and on behalf of its member caisses
GIC’s / Shares / PPNs
 

Fédération des caisses PopulairesDe L’Ontario Inc.

  • For itself and on behalf of its member caisses
GIC’s / Shares
 Fidelity Investments Canada ULCMutual Fund
 Fiducie Desjardins Inc.Mutual Fund / Segregated Fund / GIC’s
 Fiera Capital CorporationMutual Fund / Hedge Fund / PPN’s / Structured Products / Pooled Fund / Segregated Fund
 Finnish Credit Union LimitedGIC’s
 First Asset Investment Management Inc.Mutual Fund
 Fonds FériqueMutual Fund
 Forge First Asset Management Inc.Alternative Mutual Fund
 Franklin Templeton Investments Corp.Mutual Fund / Pooled Fund / Segregated Fund
 FrontierAlt Funds Management LimitedMutual Fund
 FT Portfolios Canada Co.Mutual Fund
 Fusion Credit Union LimitedGIC’s
 Galileo Global Equity Advisors Inc.Mutual Fund
 General Bank of CanadaGIC’s
 Genus Capital Management Inc.Pooled Fund
 

GFI Investment Counsel Ltd.

  • Good Opportunities Fund
Hedge Fund
 Global Growth Assets Inc.Mutual Fund
 Globevest Capital Ltd.Mutual Fund
 Golden Opportunities Fund Inc.Labour Sponsored Investment Fund
 

Goodman & Company, Investment Counsel, Inc.

  • Goodman Bluespring Fund
Mutual Fund / Limited Partnership / Alternative Investment Fund
 Goodwood Inc.Mutual Fund / Hedge Fund
 Gravitas Securities Inc.Mutual Fund
 Great-West Life Assurance Company (The)Segregated Fund
 GrowthWorks Atlantic Ltd.Labour Sponsored Fund
 

GrowthWorks Capital Limited

  • Working Opportunity Fund (EVCC) Ltd.
Labour Sponsored Fund
 GrowthWorks WV Management Ltd.Labour Sponsored Fund
 Guardian Capital LPPooled Funds / Mutual Fund
 Hamilton Municipal Employees’ Credit Union LimitedGIC’s
 Harvest Portfolios Group Inc.Mutual Fund
 Haventree BankGIC’s
 Hillsdale Investment Management Inc.Mutual Fund / Hedge Fund
 Home BankGIC’s / High Interest Savings Account
 Home Trust CompanyGIC’s / High Interest Savings Account
 HomEquity BankGIC’s
 Horizons ETFs Management (Canada) Inc.Mutual Fund / Pooled Fund
 HSBC Bank CanadaGIC’s
 HSBC Global Asset Management (Canada) LimitedMutual Fund
 HSBC Mortgage Corporation (Canada)GIC’s
 HSBC Trust Company (Canada)GIC’s
 IA Clarington Investments Inc.Mutual Fund / Investment Products
 

I.A. Michael Investment Counsel Ltd.

  • ABC Funds
Mutual Fund
 ICICI Bank CanadaGIC’s
 

ICM Investment Management Inc.

  • ICM Property Partners Trust
  • ICM Crescendo Music Royalty Fund
Mutual Fund Trust
 I.G. Investment Management, Ltd.Mutual Fund
 Industrial Alliance Insurance and Financial Services Inc.Segregated Fund
 Industrial Alliance Trust Inc.GIC’s
 Integra Capital LimitedMutual Fund
 Invesco Canada Ltd.Mutual Fund / Segregated Fund
 Invico Capital CorporationLimited Partnership / Private Mutual Fund Trust
 Island Savings Credit UnionGIC’s
 Italian Canadian Savings & Credit Union LimitedGIC’s
 ivariSegregated Fund / SPIA Contracts
 JC Clark Ltd.Pooled Fund
 JDM Investment Partners Ltd.Mutual Fund
 Kensington Capital Advisors Inc.All Investment Products
 Laurentian Bank of CanadaGIC’s
 Laurentian Trust of Canada Inc.GIC’s
 LBC TrustGIC’s
 League Savings and Mortgage CompanyGIC's
 Leith Wheeler Investment Counsel Ltd.Mutual Fund
 Lincluden Investment Management LimitedMutual Fund
 LOGiQ Asset Management Ltd.Mutual Fund / Hedge Fund / Labour Sponsored Fund / Structured Products
 LOGiQ Capital 2016Mutual Fund / Hedge Fund / Labour Sponsored Fund
 Lysander Funds LimitedMutual Fund
 

Mackenzie Financial Corporation

  • Saxon funds
Mutual Fund / Segregated Fund
 MacNicol & Associates Asset Management Inc.Pool Fund
 Majestic Asset Management LLCMutual Fund / Pooled Fund / Hedge Fund
 Manufacturers Life Insurance Company (The)GIC’s / Segregated Fund / Term Fund
 Manulife Asset Management LimitedMutual Fund / Segregated Fund / Pooled Funds
 Manulife Bank of CanadaGIC’s / Investment Savings Account
 Manulife Trust CompanyGIC’s / Investment Savings Account
 

Marquest Asset Management Inc.

  • Marquest family of mutual funds and LPs
  • Matrix family of mutual funds and LPs
  • EnergyFields LPs
  • MineralFields LPs
  • Pathway LPs
Pooled Fund/ Institutional Fund / Mutual Fund / Limited Partnership
 Mawer Investment Management Ltd.Mutual Fund
 Maxam Capital Management Ltd.Mutual Fund / Hedge Fund
 MCAN Mortgage CorporationGIC’s
 McElvaine Investment Management Ltd.Mutual Fund
 

McLean Asset Management Ltd.

  • ROMC Trust
Mutual Fund
 MD Financial Management Inc.Mutual Fund
 Merrill Lynch Canada Inc.Linked Notes
 MFS Investment Management Canada LimitedMutual Fund
 Middlefield LimitedMutual Fund
 Momentum Credit UnionGIC’s
 Montreal Trust Company of CanadaGIC’s
 Mulvihill Capital Management Inc.Investment Products
 Natcan Trust CompanyMutual Fund / GIC’s / PPN’s
 

National Bank Investments Inc.

  • Altamira Mutual Funds
Mutual Fund / GIC’s / PPN’s / Investment Savings Account
 National Bank of CanadaGIC’s / PPN’s
 National Bank Trust Inc.Mutual Fund / GIC’s / PPN’s
 National Trust CompanyGIC’s
 Natixis Investment Managers Canada LP.Mutual Fund
 NBCN Inc.ETFs
 

NCM Asset Management Ltd.

  •  NCM Group Of Funds
Mutual Fund / Limited Partnership
 NewGen Asset Management LimitedTrust Units / Limited Partnership Units
 Next Edge Capital Corp.Hedge Fund / Mutual Fund
 NinePoint Partners LPMutual Fund / Hedge Fund / Limited Partnership
 Niverville Credit Union LimitedGIC’s
 Northwest & Ethical Investment LPMutual Fund
 OceanRock Investments Inc.Mutual Fund
 Oshawa Community Credit Union LimitedGIC’s
 Peace Hills Trust CompanyGIC’s
 Pembroke Private Wealth Management Ltd.Mutual Fund
 PenderFund Capital Management Ltd.Labour Sponsored Fund / Venture Capital Fund / Mutual Fund
 Peoples Trust CompanyGIC’s
 Picton Mahoney Asset ManagementHedge Fund / Mutual Fund
 PIMCO Canada Corp.Mutual Fund
 Polar Asset Management Partners Inc.Hedge Fund
 Portland Investment Counsel Inc.Investment Funds / Limited Partnerships
 President’s Choice BankGIC’s
 Primevest Capital Corp.Hedge Fund
 Prospera Credit UnionGIC’s
 Purpose Investments Inc.Mutual Fund
 Putnam Investments Inc.Mutual Fund
 Qwest Investment Fund Management Ltd.Mutual Fund / Limited Partnership
 RBC Global Asset Management Inc.Mutual Fund / Hedge Fund / PPN’s
 RBC Life Insurance CompanySegregated Fund
 Redwood Asset Management Inc.Hedge Fund / Mutual Fund
 R.E.G.A.R. Gestion Privée Inc.Mutual Fund
 ResMor Trust CompanyGIC’s
 Resolute Funds LimitedMutual Fund
 Return on Innovation Advisors Ltd.Mutual Fund / Labour Sponsored Fund / Pooled Funds
 RFA Bank of CanadaGIC's
 RN Croft Financial Group Inc.Mutual Fund / Pooled Fund
 Robson Capital Management Inc.Pooled Fund
 Royal Bank of CanadaGIC’s / Investment Savings Account / Structured Notes
 Royal Bank Mortgage CorporationGIC’s / Investment Savings Account
 Royal Trust Company (The)GIC’s / Investment Savings Account
 Royal Trust Corporation of CanadaGIC’s / Investment Savings Account
 RP Investment Advisors LPMutual Fund / Hedge Fund
 

Russell Investments Canada Limited

  • LifePoints family of mutual funds
  • Russell Group family of mutual funds
  • Sovereign family of mutual funds
Mutual Fund
 SaskWorks Venture Fund Inc.Labour Sponsored Fund
 Scotia Capital Inc.Mutual Fund / Segregated Fund / GIC’s / Linked Notes / Debt, Equity and Money Market Instruments
 Scotia Mortgage CorporationGIC’s
 SEI Investment Canada CompanyMutual Fund
 Sentry Investments Inc.Mutual Fund / Structured Notes
 Silvercreek Management Inc.Limited Partnership
 Société Générale (Canada)Principal Protected Notes
 Spartan Fund Management Inc.Hedge Fund
 Sprott Asset Management LPMutual Fund / Hedge Fund / Limited Partnership
 Starlight Investments Capital LPMutual Fund
 Steadyhand Investment Management Ltd.Mutual Fund
 Stone Asset Management LimitedMutual Fund
 Sun Life Assurance Company Of CanadaSegregated Fund Contracts
 Sun Life Financial Trust Inc.GIC’s
 Sun Life Global Investments (Canada) Inc.Mutual Fund
 Tangerine BankMutual Fund / GIC’s / Savings Accounts
 Tangerine Investment Management Inc.Tangerine Investment Funds
 Taylor Asset Management Inc.Pooled Fund
 

TD Bank Financial Group

  • The Toronto-Dominion Bank
  • TD Asset Management Inc.
  • TD Pacific Mortgage Corporation
  • TD Mortgage Corporation
  • The Canada Trust Company
  • First Nations Bank of Canada
Investment Products
 TD Securities Inc.Linked Notes
 TD Waterhouse Canada Inc.Investment Products
 

Terra Fund Management Ltd.

  • Terra family of mutual funds and LPs
Mutual Fund / Limited Partnership
 Thornmark Asset Management Inc.Pooled Fund
 Timbercreek Investment Management Inc.Mutual Fund / Limited Partnership
 

Toronto Trust Management Ltd.

  • Friedberg Mercantile Group family of funds
Mutual Fund / Investment Funds
 Tradex Management Inc.Mutual Fund
 Trez Capital Fund Management Limited PartnershipInvestment Products
 True Exposure Investments, Inc.Alternative Mutual Fund
 Value Partners Investment Inc.Mutual Fund
 Vancouver City Savings Credit UnionTerm Deposits
 Vanguard Investment Canada Inc.Mutual Fund
 Vantage Asset Management Inc.Pooled Fund
 

Venator Capital Management Ltd.

  • Venator Founders Fund
  • Venator Income Fund
  • Venator Investment Trust
Hedge Fund
 VersaBankGIC’s
 Vertex One Asset Management Inc.Mutual Fund / Hedge Fund
 VL Advisors Inc.Labour Sponsored Fund
 W.A. Robinson Asset Management Ltd.Mortgage Investment Corporation / Mutual Fund
 Wave Cycle Mutual Funds Ltd.Mutual Fund
 Wealhouse Capital Limited PartnershipPooled Fund
 Wealth One Bank of CanadaGIC’s / Investment Savings Account
 Williams Lake and District Credit UnionGIC’s
 Yorkville Asset Management Inc.Mutual Fund
 Zag BankGIC’s / High Interest Savings Account

Additions to List since December 21, 2007

Fund Manager/ Financial InstitutionType of ProductsDate Approved
Accilent Capital Management Inc.Pooled FundOctober 28, 2019
Acorn Global Investments Inc.Hedge FundJanuary 26, 2010
AIP Asset Management Inc.Mutual Fund / Hedge Fund / Limited PartnershipFebruary 13, 2017
AlphaNorth Asset ManagementMutual FundJune 21, 2011
Aurion Capital Management Inc.Pooled FundApril 26, 2010
Auspice Capital Advisors Ltd.Mutual FundJune 5, 2023
Bank of Montreal Mortgage CorporationGIC’sApril 28, 2008

Barometer Capital Management Inc.

  • Barometer Global Tactical Balanced Pool
  • Barometer High Income Pool
  • Barometer Long Short Equity Pool
  • Barometer Equity Pool
Pooled FundFebruary 26, 2010
Barrantagh Investment Management Inc.Mutual FundJune 24, 2019
B2B TrustHigh Interest Investment AccountsOctober 15, 2008
Belco Private Capital Inc.Mutual Fund TrustNovember 30, 2023
BC Advantage Fund Management Inc.Venture Capital Corporation (VCC) FundsOctober 14, 2014
BlackRock Asset Management Canada LimitedMutual FundsSeptember 27, 2013
Blumont Capital CorporationPooled Fund / PPN’s / Limited Partnerships / Alternative InvestmentAugust 19, 2010
BMO Life Assurance CompanySegregated FundSeptember 4, 2015
BNP Paribas (Canada)Principal Protected Linked NotesAugust 9, 2010
Bridging Finance Inc.Pooled FundFebruary 12, 2014
Brompton Funds LimitedInvestment ProductsJune 10, 2013
CADO Investment Fund Management Inc.Mutual FundJanuary 30, 2019
Caisse Populaire d’Alban LimitedGIC’sMay 29, 2008
Canada Life Investment Management Ltd.Investment FundsOctober 29, 2021
Canadian Imperial Bank of CommercePrincipal Protected NotesJuly 16, 2009
Canadian Tire BankGICsNovember 14, 2012
Canoe Financial LPMutual FundMarch 31, 2011
Centurion Apartment REIT Management Inc.REITNovember 21, 2012
CFF BankGIC’sMay 2, 2014
CFF BankHigh Interest Savings AccountMay 20, 2016
CGS Asset Management Ltd.Mutual FundOctober 16, 2009
CI Investments Inc.Investment ProductsJune 2, 2009
Communication Technologies Credit Union LimitedGIC’sDecember 31, 2007
Connor, Clark & Lunn Funds Inc.Mutual FundSeptember 18, 2015
Covenant Capital Management Inc.Pooled FundOctober 16, 2012
Covington Capital CorporationLabour Sponsored FundFebruary 14, 2012
Credit Union Central of British ColumbiaTerm DepositsDecember 31, 2007
Crimson Asset Management LimitedHedge FundSeptember 17, 2020
Davis-Rea Ltd./Davis-Rea Ltee.Mutual Fund / Pooled FundMay 28, 2014
Delphi Asset Management Inc.Hedge FundJune 30, 2008
Desjardins Société de Placement Inc.Mutual Fund / Desjardins Mutual FundNovember 30, 2012
Durham Asset Manaement Inc.Mutual FundNovember 8, 2021
EdgePoint Wealth Management Inc.Mutual FundOctober 29, 2008
Emerge Canada Inc.Mutual FundSeptember 24, 2021
Empire Life Investments Inc.Mutual FundFebruary 8, 2012
Encasa Financial Inc.Mutual FundDecember 12, 2017
Equity Financial Trust CompanyGIC’sNovember 2, 2010
Equitable BankHigh Interest Savings AccountOctober 8, 2014
Equitable TrustGIC’s / High Interest Savings AccountMarch 6, 2019

Equiton Capital Inc.

  • Equiton Residential Income Fund Trust
Pooled FundApril 23, 2019
Evolve Funds Group Inc.Mutual FundFebruary 8, 2023
Fédération des caisses Desjardins Du QuébecPPN’sJanuary 8, 2019

Fédération des caisses Populaires De L’Ontario Inc.

  • For itself and on behalf of its member caisses
GIC’s / SharesApril 30, 2008
Fiera Capital Inc.Mutual FundMay 27, 2008

First Asset Investment Management Inc.

  • Criterion Investments Family of Funds
Mutual FundDecember 4, 2009
Forge First Asset Management Inc.Alternative Mutual FundApril 29, 2022
Friedberg Mercantile Group Ltd.Mutual FundDecember 31, 2007
Fusion Credit Union LimitedGIC’sJanuary 22, 2019
General Bank of CanadaGIC’sApril 29, 2008
Genus Capital Management Inc.Pooled FundJune 27, 2016

GFI Investment Counsel Ltd.

  • Good Opportunities Fund
Hedge FundOctober 30, 2017
Global Growth Assets Inc.Mutual FundJune 6, 2013
Globevest Capital Ltd.Mutual FundJanuary 8, 2015

Goodman & Company, Investment Counsel, Inc.

  • Goodman Bluespring Fund
Mutual Fund / Limited Partnership / Alternative Investment FundJune 8, 2015
Guardian Capital LPPooled FundOctober 15, 2008
Guardian Capital LPMutual FundOctober 31, 2011
Harvest Portfolios Group Inc.Mutual FundJuly 21, 2011

Hesperian Capital Management Ltd.

  • Norrep Group Of Funds
Mutual Fund / Limited PartnershipNovember 13, 2013
HomEquity BankGIC’sNovember 27, 2017
HSBC Global Asset Management (Canada) LimitedMutual FundMarch 24, 2014
IA Clarington Investments Inc.Investment ProductsAugust 31, 2010

ICM Investment Management Inc.

  • ICM Property Partners Trust
  • ICM Crescendo Music Royalty Fund
Mutual Fund TrustNovember 30, 2023
Industrial Alliance Trust Inc.GIC’sOctober 31, 2011
ING Direct Asset Management LimitedING Direct Streetwise FundFebruary 28, 2008
Invico Capital CorporationLimited Partnership / Private Mutual Fund TrustMarch 27, 2019
Island Savings Credit UnionGIC’sDecember 31, 2007
Italian Canadian Savings & Credit Union LimitedGIC’sDecember 31, 2007
JC Clark Ltd.Pooled FundDecember 15, 2010
JDM Investment Partners Ltd.Mutual FundFebruary 16, 2010
JovFinancial Solutions Inc.Mutual FundOctober 21, 2013
Kensington Capital Advisors Inc.Private Equity Fund / Hedge FundMay 19, 2015
League Savings and Mortgage CompanyGIC’sJune 11, 2019
Lincluden Investment Management LimitedMutual FundSeptember 4, 2013
Lionridge Capital Management Inc.Mutual Fund / Pooled FundFebruary 26, 2010
Lysander Funds LimitedMutual FundMarch 28, 2013
MacNicol & Associates Asset Management Inc.Pool FundMarch 21, 2023
Majestic Asset Management LLCMutual Fund / Pooled Fund / Hedge FundOctober 24, 2016
Manulife Trust CompanyGIC’s / Investment Savings AccountJune 11, 2010
Marquest Asset Management Inc.Pooled Fund/ Segregated Fund/ Institutional FunMarch 27, 2008
Matrix Funds Management (A Division of GrowthWorks Capital Ltd.)Mutual FundNovember 29, 2010
Maxam Capital Management Ltd.Mutual Fund / Hedge FundMay 19, 2022
McLean Asset Management Ltd.Mutual FundJune 16, 2016
Mulvihill Capital Management Inc.Investment ProductsAugust 19, 2022
NBCN Inc.ETFsJanuary 12, 2017
NewGen Asset Management LimitedTrust Units / Limited Partnership UnitsJanuary 11, 2016
Niverville Credit Union LimitedGIC’sMarch 21, 2016
Northwest & Ethical Investments LPMutual FundNovember 14, 2013
O’Leary Funds Management LPMutual FundDecember 12, 2011
Oshawa Community Credit Union LimitedGIC’sDecember 31, 2007
OTG Financial Inc.Mutual FundDecember 31, 2007
Picton Mahoney Asset ManagementMutual FundOctober 31, 2015
PIMCO Canada Corp.Mutual FundDecember 29, 2010
Polar Securities Inc.Hedge FundNovember 13, 2009
Portfolio Strategies Securities Inc.Mutual FundSeptember 27, 2013
Portland Investment Counsel Inc.Investment Funds / Limited PartnershipsApril 14, 2011
President’s Choice BankGIC’sMay 30, 2013
Primevest Capital Corp.Hedge FundApril 14, 2008
Purpose Investments Inc.Mutual FundDecember 9, 2013
Qwest Investment Fund Management Ltd.Mutual FundJuly 8, 2013
Qwest Investment Fund Management Ltd.Limited PartnershipNovember 27, 2023
RBC Life Insurance CompanySegregated FundOctober 28, 2008
R.E.G.A.R. Gestion Privée Inc.Mutual FundJune 12, 2014
RN Croft Financial Group Inc.Mutual Fund / Pooled FundFebruary 26, 2009
Robson Capital Management Inc.Pooled FundJune 24, 2022
Royal Bank of CanadaInvestment Savings AccountMay 28, 2010
Royal Bank Mortgage CorporationGIC’s / Investment Savings AccountJuly 31, 2012
Royal Trust Company (The)GIC’s / Investment Savings AccountJuly 31, 2012
Royal Trust Corporation of CanadaGIC’s / Investment Savings AccountJuly 31, 2012
RP Investment AdvisorsMutual Fund / Hedge FundOctober 17, 2016
SCM Limited PartnershipHedge FundDecember 5, 2008
Scotia Asset Management L.P.Mutual FundNovember 30, 2009
Seamark Asset Management Ltd.Labour Sponsored Fund / Mutual FundJuly 4, 2013
Sentry Select Capital Inc.Mutual Fund / Structured NotesNovember 30, 2009
Sentry Select Investments Inc.Hedge FundJuly 22, 2009
Silvercreek Management Inc.Limited PartnershipNovember 4, 2011
Smart Investments Ltd.Mutual FundApril 14, 2016
Société Générale (Canada)Principal Protected NotesMarch 27, 2008
Spartan Fund Management Inc.Hedge FundFebruary 19, 2010
Sprott Asset Management LPMutual Fund/ Hedge Fund/ Limited PartnershipMarch 7, 2012
SPR & Co LPMutual Fund/ Hedge Fund/ Limited PartnershipAugust 25, 2017
SSQ, Société d’assurances-vie Inc.Segregated Fund/ GIC’sJune 30, 2008
Standard Life Assurance Company of Canada (The)Term FundJuly 27, 2010
Standard Life Mutual Funds Ltd.Pooled FundOctober 23, 2013
Starlight Investments Capital LPMutual FundOctober 4, 2018
Stone Asset Management LimitedMutual FundJuly 8, 2013
Street Capital Bank of CanadaGIC’sMay 28, 2018
Sun Life Assurance Company of CanadaSegregated Fund ContractsJuly 23, 2015
Sun Life Financial Trust Inc.GIC’sFebruary 19, 2013
Sun Life Global Investments (Canada) Inc.Mutual FundNovember 30, 2010
Taylor Asset Management Inc.Pooled FundMay 9, 2014
TD Securities Inc.Linked NotesJanuary 25, 2008
TD Waterhouse Canada Inc.Investment ProductsJanuary 31, 2008
Thornmark Asset Management Inc.Pooled FundDecember 14, 2009
Timbercreek Asset Management Ltd.Mutual Fund / Limited PartnershipSeptember 30, 2015
Toronto Trust Management Ltd.Mutual Fund / Investment FundsNovember 13, 2013
Transamerica Life CanadaSPIA ContractsFebruary 5, 2008
Trez Capital Fund Management Limited PartnershipInvestment ProductsMarch 28, 2013
True Exposure Investments, Inc.Alternative Mutual FundAugust 17, 2022
Twin Oak Credit Union Ltd.GIC’sDecember 31, 2007
Vanguard Investment Canada Inc.Mutual FundJune 20, 2018
Vantage Asset Management Inc.Pooled FundNovember 12, 2014

Venator Capital Management Ltd.

  • Sterling family of funds
Hedge FundMarch 19, 2009
VL Advisors Inc.Labour Sponsored FundMarch 10, 2011
W.A. Robinson Asset Management Ltd.Mortgage Investment Corporation / Mutual FundFebruary 22, 2023
Wave Cycle Mutual Funds Ltd.Mutual FundMarch 27, 2008
Wealhouse Capital Limited PartnershipPool FundFebruary 8, 2023
Wealth One Bank of CanadaGIC’s / Investment Savings AccountSeptember 30, 2016
Webb Asset Management Canada, Inc.Mutual FundMarch 17, 2011
Wellington West Asset Management Inc.Mutual FundJuly 28, 2009
Williams Lake and District Credit UnionGIC’sOctober 23, 2019
Yorkville Asset Management Inc.Mutual FundOctober 5, 2011
Zag BankGIC’s / High Interest Savings AccountMarch 2, 2016

Deletions from List since December 21, 2007

Fund Manager/ Financial InstitutionType of ProductsDate RemovedReason of Removal
AIC LimitedMutual Funds / Segregated FundSeptember 25, 2009AIC Limited has assigned the agreement to Elliott & Page Limited.
Inhance Investment Management Inc.Mutual FundDecember 18, 2009Change in Fund Manager to IA Clarington Investments Inc.
Scotia Securities Inc.Mutual FundNovember 30, 2009Change in Fund Manager to Scotia Asset Management L.P.
Sentry Select Capital Corp.Mutual Fund / Structured NotesNovember 30, 2009Change in Fund Manager to Sentry Select Capital Inc.
Mavrix Fund Management Inc.Mutual FundNovember 29, 2010Change in Fund Manager to Matrix Funds Management (A Division of GrowthWorks Capital Ltd.)
Thales Active Asset Allocation FundPooled FundFebruary 28, 2011The Thales Active Asset Allocation Fund is no longer active as of December 31, 2010.
VentureLink LPLabour Sponsored FundMarch 10, 2011Change in Fund Manager to VL Advisors Inc.
Middlefield Fund Management LimitedMutual FundMarch 11, 2011Middlefield Fund Management Limited assigned the agreement to Middlefield Limited.
TDK Fund Management Inc.Mutual FundMarch 11, 2011Change in Fund Manager to First Asset Investment Management Inc.
Halcyon Fund Management Inc.Mutual FundMarch 11, 2011Change in Fund Manager to BluMont Capital Corporation.
Algonquin Power Venture Fund Inc.Labour Sponsored FundMarch 11, 2011Algonquin Power Venture Fund Inc. is no longer in existence.
Kyoto Planet Asset Management Inc.Mutual FundMarch 11, 2011Kyoto Planet Asset Management Inc. is no longer in existence.
Les Fonds d’Investissements Spécialisés du Québec Inc.Mutual fundMarch 11, 2011Les Fonds d’Investissements Spécialisés du Québec Inc. is no longer in existence.
Les Fonds Diamant Inc.Mutual FundMarch 11, 2011Les Fonds Diamant Inc. is no longer in existence.
EnerVest Funds Management Inc.Mutual FundMarch 31, 2011Change in Fund Manager to Canoe Financial LP.
Connor, Clark and Lunn Managed Portfolio Inc.Mutual FundOctober 1, 2011Change in Fund Manager to Connor, Clark & Lunn Private Capital Ltd.
Sarbit Asset Management Inc.Mutual FundNovember 30, 2011No longer active and not registered.
Tricycle Asset Management Capital Corp.Linked NotesNovember 30, 2011No longer registered.
Sprott Asset Management Inc.Mutual Fund / Hedge Fund / Limited PartnershipMarch 7, 2012Change in Fund Manager to Sprott Asset Management LP.
Fédération des caisses Desjardins Du QuébecMutual Fund / Desjardins Mutual FundsNovember 30, 2012Change in Fund Manager to Desjardins Société de Placement Inc.
BC Advantage Funds (VCC) Ltd.Venture Capital Corporation (VCC) FundsNovember 30, 2012No longer registered.
SFCS Capital (Canada) Corp.Hedge FundMarch 31, 2013No longer registered.
Creststreet Mutual Funds LimitedMutual Fund / Limited PartnershipJune 10, 2013Change in Fund Manager to Brompton Funds Limited.
Stone & Co. LimitedMutual FundJuly 8, 2013Not registered. See Stone Asset Management Limited.
Qwest Investment Management Corp.Mutual FundJuly 8, 2013Not registered. See Qwest Investment Fund Management Ltd.
Lincluden Management LimitedMutual FundSeptember 4, 2013Not registered. See Lincluden Investment Management Limited.
JovFunds Management Inc.Mutual Fund / Alternative Investments / Structured ProductsOctober 21, 2013Not registered. See JovFinanical Solutions Inc.
MineralFields Fund Management Inc.Mutual Fund / Limited PartnershipOctober 29, 2013See Marquest Asset Management Inc.
Marquest Asset Management Inc.Segregated FundOctober 29, 2013Update product types
Norrep Inc.Mutual FundNovember 13, 2013Not registered. See Hesperian Capital Management Ltd.
Ethical Funds Inc.Mutual FundNovember 14, 2013No longer active. See Northwest & Ethical Investments LP.
Northwest Mutual Fund Inc.Mutual FundNovember 14, 2013No longer active. See Northwest & Ethical Investments LP.
Friedberg Mercantile Group Ltd.Mutual FundNovember 14, 2013Not registered. See Toronto Trust Management Ltd.
Quadrexx Asset Management Inc.Hedge FundJanuary 31, 2014No longer active
Hollis Canadian Bank.PPN’s / Structured NotesFebruary 25, 2014Products not sold
HSBC Investment Funds (Canada) Inc.Mutual FundFebruary 28, 2014No longer registered
D.O.C.P. Management CorpMutual Fund / OM Products / Limited PartnershipMarch 31, 2014Not registered.
Gentree Asset Management Inc.Hedge FundMarch 31, 2014No longer active
OpenSky Capital Inc.Linked Notes / Mutual FundMarch 31, 2014No longer active
Sentry Select Investment Inc.Hedge FundMarch 31, 2014No longer active
Van Arbor Asset Management Ltd.Mutual FundMarch 31, 2014No longer active
VenGrowth Asset Management Inc.Mutual Fund / Labour Sponsored FundMarch 31, 2014Not registered.
Horizons Funds Inc.Mutual Fund / OM Products / Limited PartnershipMarch 31, 2014Not registered.
Natcan Investment Management Inc.Pooled FundJanuary 31, 2015No longer active
Webb Asset Management Canada Inc.Mutual FundApril 30, 2015No longer active
Wellington West Asset Management Inc.Mutual FundApril 30, 2015No longer active
Lionridge Capital Management Inc.Mutual Fund / Pooled FundApril 30, 2015Not registered
NBF Emissary Turnkey Solution LPMutual FundApril 30, 2015Not registered
SCM Limited PartnershipHedge FundApril 30, 2015Not registered

Goodman & Company, Investment Counsel Ltd.

  • Dynamic Mutual Fund
Mutual Fund / Hedge Fund / Labour Sponsored Fund / GIC’s / Linked Notes / Deposit Accounts / Limited Partnership / PPN’s / Structured NotesJune 30, 2015No longer active. See 1832 Asset Management L.P
Scivest Alternative Strategies Inc.Hedge FundMarch 31, 2016No longer active. See Redwood Asset Management Inc.
Pro-Financial Asset Management Inc.Hedge Fund / Linked Notes / Mutual FundMarch 31, 2016No longer active. See Smart Investments Ltd.
Standard Life Assurance Company of Canada (The)Segregated Fund / Term FundMarch 31, 2016No longer active. See Manufacturers Life Insurance Company (The).
O’Leary Funds Management LPMutual FundApril 30, 2018No longer active. See Canoe Financial LP.
CGS Asset Management Inc.Mutual FundApril 30, 2018No longer active and not registered.
ONE Financial CorporationPPN’s / Mutual Fund / Pooled FundApril 30, 2018No longer active and not registered.
Brickburn Asset Management Inc.Mutual FundApril 30, 2018No longer active and not registered.
Smart Investments Ltd.Mutual FundApril 30, 2018No longer active and not registered.

Name Changes and Mergers since December 21, 2007

Fund Manager/ Financial InstitutionType of ProductsDateComments
AIM Funds Management Inc.Mutual Fund / Segregated FundAugust 11,2008Name changed to Invesco Trimark Ltd.
Delphi Asset Management Inc.Hedge FundJuly 24, 2009Name Changed to SFCS Capital (Canada) Corp. (see Deletions List above)
Lawrence Asset Management Inc.Mutual Fund / Hedge Fund / Labour Sponsored FundJanuary 11, 2011Name Changed to Aston Hill Asset Management Inc.
Steadyhand Investment Management Ltd.Mutual FundJuly 31, 2010Fund manager for Steadyhand family of funds was previously Steadyhand Investment Funds Limited Partnership
Venator Capital Management Ltd.Hedge FundJanuary 1, 2010Previously was fund manager for Sterling funds which are now Performance Group of Fund
Northern Rivers Capital Management Inc.Mutual FundApril 1, 2010Northern Rivers Capital Management Inc. merged with Blumont Capital Corporation
OTG Financial Inc.Mutual FundSeptember 15, 2008Name changed to Educators Financial Group Inc.
Altamira Investment Services Inc.Mutual FundNovember 1, 2008Altamira Investment Services Inc. merged with National Bank Securities Inc.
Guardian Group of Funds Limited (The)Mutual FundNovember 1, 2009Guardian Group of Funds Limited merged with BMO Investments Inc.
Fiera Capital Inc.Mutual Fund / Hedge Fund / PPN’s / Structured Products / Pooled Fund / Segregated FundSeptember 1, 2010Name changed to Fiera Sceptre Inc.
Sceptre Investment Counsel LimitedMutual Fund / Hedge FundSeptember 1, 2010Name changed to Fiera Sceptre Inc.
United Financial CorporationMutual FundJanuary 1, 2010United Financial Corporation merged with CI Investments Inc.
Lakeview Asset Management Inc.Mutual FundJanuary 1, 2009Lakeview Asset Management Inc. merged with CI Investments Inc.
Saxon Funds Management LimitedMutual FundJanuary 26, 2009Saxon Funds Management Limited merged with Mackenzie Financial Corporation
Hartford Investments Canada Corp.Mutual FundJanuary 21, 2011Name changed to Castlerock Investments Inc.
Elliott & Page LimitedMutual Fund / Segregated FundAugust 19, 2010Name changed to Manulife Asset Management Limited.
GBC Asset Management Inc.Mutual FundAugust 15, 2011Name changed to Pembroke Private Wealth Management Ltd.
Arrow Hedge Partners Inc.Hedge FundApril 1, 2011Name changed to Arrow Capital Management Inc.
Qtrade Fund Management Inc.Mutual FundOctober 8, 2010Name changed to Ocean Rock Investments Inc.
Barlow Capital Management Inc.Mutual FundFebruary 1, 2011Name changed to Aventine Management Group Inc.
Counsel Group of Funds Inc.Mutual FundOctober 2, 2009Name changed to Counsel Portfolio Services Inc.
MD Funds Management Inc.Mutual FundJuly 31, 2009MD Funds Management Inc. amalgamated with MD Private Investment Management Inc. The amalgamated entity is MD Physician Services Inc.
RBC Asset Management Ltd.Mutual Fund / Hedge Fund / PPN’sNovember 1, 2010RBC Asset Management Inc. amalgamated with Phillips, Hager & North Investments Management Ltd. The amalgamated entity is RBC Global Asset Management Inc.
Phillips, Hager & North investment Management Ltd.Mutual FundNovember 1, 2010Phillips, Hager & North Investment Management Ltd. amalgamated with RBC Asset Management Inc. The amalgamated entity is RBC Global Asset Management Inc.
B2B TrustGIC’s / High Interest Investment AccountsJuly 7, 2012Name changed to B2B Bank.
Return on Innovation Management Ltd.Mutual Fund / Labour Sponsored Fund / Pooled FundsSeptember 1, 2012Return on Innovation Management Ltd. Amalgamated with Return on Innovation Advisors Ltd. The amalgamated entity is Return on Innovation Advisors Ltd.
AGF Funds Inc.Mutual FundNovember 8, 2012Name changed to AGF Investments Inc.
Acuity Funds Ltd.Mutual FundNovember 8, 2012Acuity Funds Ltd. Amalgamated with AGF Investments Inc. The amalgamated entity is AGF Investments Inc.
Equitable Trust Company (The)GIC’sJuly 1, 2013Name changed to Equitable Bank

GrowthWorks Capital Ltd.

  • Matrix Funds Management (A Division of GrowthWorks Capital Ltd.)
Labour Sponsored Fund / Mutual FundJuly 4, 2013Assigned to Seamark Asset Management Ltd.
Seamark Asset Management LtdLabour Sponsored Fund / Mutual FundAugust 16, 2013Assigned to Marquest Asset Management Inc.
AGF Trust CompanyGIC’sSeptember 1, 2013Amalgamated with B2B Bank
Scotia Asset Management L.P.Mutual FundSeptember 30, 2013Name changed to 1832 Asset Management L.P.
Dundee Bank of CanadaGIC’s / PPN’s / Structured Notes / Savings AccountsNovember 1, 2013Name changed to Hollis Canadian Bank.
Dundee Securities CorporationStructured NotesJanuary 28, 2011Name changed to DWM Securities Inc.
DWM Securities Inc.Structured NotesNovember 1, 2013DWM Securities Inc. amalgamated with Scotia Capital Inc. The amalgamated entity is Scotia Capital Inc.
Abria Alternative Investments IncHedge FundApril 24, 2012Name changed to Difference Capital Management Inc.
BetaPro Management Inc.Mutual Fund / Pooled FundOctober 14, 2011Name changed to Horizons ETFs Management (Canada) Inc.
Beutel Goodman Managed Funds Inc.Mutual FundJanuary 1, 2013Beutel Goodman Managed Funds Inc. amalgamated with Beutel, Goodman & Company Ltd. The amalgamated entity is Beutel, Goodman & Company Ltd.
Sentry Select Capital Inc.Mutual Fund / Structured NotesMay 27, 2011Name changed to Sentry Investments Inc.
M.R.S Trust CompanyGIC’sApril 16, 2012M.R.S Trust Company merged with B2B Trust. B2B Trust changed name to B2B Bank.
ING Bank of CanadaMutual Fund / GIC’s / Savings AccountsApril 8, 2014Name changed to Tangerine Bank
ING Direct Asset Management LimitedING Direct Streetwise FundApril 8, 2014Name changed to Tangerine Investment Management Inc.
Jones Heward Investment Counsel Inc.Pooled FundMay 7, 2010Name changed to BMO Asset Management Inc.
Brigata Capital Management Inc.Mutual FundDecember 3, 2013Brigata Capital Management Inc. amalgamated with Counsel Portfolio Services Inc. The amalgamated entity is Counsel Portfolio Services Inc.
National Bank Securities Inc.Mutual Fund / GIC’s / PPN’s / Investment Savings AccountMay 12, 2014Name changed to National Bank Investments Inc.
Fiera Sceptre Inc.Mutual Fund / Hedge Fund / PPN’s / Structured Products / Pooled Fund / Segregated FundApril 17, 2012Name changed to Fiera Capital Corporation.
Invesco Trimark Ltd.Mutual Fund / Segregated FundJuly 29, 2011Name changed to Invesco Canada Ltd.
Legg Mason Canada Inc.Mutual Fund / Pooled FundMarch 31, 2014Name changed to Brandywine Global Investment Management (Canada), ULC.
Centurion Apartment REIT Management Inc.REITAugust 8, 2013Name changed to Centurion Asset Management Inc.
Castlerock Investments Inc.Mutual FundJune 30, 2011Castlerock Investment Inc. amalgamated with CI Investments Inc. The amalgamated entity is CI Investments Inc.
Credit Union Central of British ColumbiaTerm DepositsJuly 1, 2008Credit Union Central of British Columbia amalgamated with Credit Union Central of Ontario Limited. The amalgamated entity is Central 1 Credit Union.
Dimensional Fund Advisors Canada Inc.Mutual FundFebruary 13, 2009Name changed to Dimensional Fund Advisors Canada ULC.
Fidelity Investments Canada LimitedMutual FundSeptember 26, 2007Name changed to Fidelity Investments Canada ULC.
First Defined Portfolio Management Co.Mutual FundMay 3, 2012Name changed to FT Portfolios Canada Co.
NexGen Financial Limited PartnershipMutual FundAugust 18, 2015Name changed to NGAM Canada LP.
MD Physician Services Inc.Mutual FundDecember 15, 2014Name changed to MD Financial Management Inc.
Galileo Funds Inc.Mutual FundJuly 31, 2012Galileo Funds Inc. amalgamated with Galileo Global Equity Advisor Inc. The amalgamated entity is Galileo Global Equity Advisors Inc.
Industrial-Alliance Pacific Life Insurance CompanySegregated FundJune 30, 2012Industrial-Alliance Pacific Life Insurance Company amalgamated with Industrial Alliance Insurance and Financial Services Inc. The amalgamated entity is Industrial Alliance Insurance and Financial Services Inc.
Maple Trust CompanyGIC’SJanuary 1, 2012Maple Trust Company amalgamated with Scotia Mortgage Corporation. The amalgamated entity is Scotia Mortgage Corporation.
McLean Budden LimitedMutual FundNovember 11, 2013Name changed to MFS Investment Management Canada Limited.
Meritas Financial Inc.Mutual FundOctober 8, 2010Meritas Financial Inc. amalgamated with OceanRock Capital Partners Inc. The amalgamated entity is OceanRock Investment Inc.
Transamerica Life CanadaSegregated Fund / SPIA ContractsOctober 26, 2015Name changed to ivari.
Hesperian Capital Management Ltd.Mutual Fund / Limited PartnershipDecember 1, 2014Name changed to Norrep Capital Management Ltd.
Bank WestGIC’sMarch 2, 2016Name changed to Zag Bank.
Titan Funds IncorporatedMutual FundJanuary 1, 2011Titan Funds Incorporated amalgamated with Counsel Portfolio Services Inc. The amalgamated entity is Counsel Portfolio Services Inc.
Twin Oak Credit Union Ltd.GIC’sDecember 1, 2010Twin Oak Credit Union Ltd. amalgamated with Hamilton Credit Union. The amalgamated entity is Momentum Credit Union.
Standard Life Mutual Funds Ltd.Mutual Fund / Pooled FundJuly 1, 2015Standard Life Mutual Funds Ltd. amalgamated with Manulife Asset Management Limited. The amalgamated entity is Manulife Asset Management Limited.
JovFinanical Solutions Inc.Mutual FundMarch 1, 2015JovFinancial Solutions Inc. amalgamated with IA Clarington Investments Inc. The amalgamated entity is IA Clarington Investments Inc.
Aegon Fund Management Inc.Mutual FundMay 4, 2016Name changed to Foresters Financial Investment Management Company of Canada Inc.
Man Investments Canada Corp.Hedge Fund / Mutual FundJune 5, 2014Name changed to Next Edge Capital Corp.
Pacific & Western Bank of CanadaGIC’sMay 13, 2016Name changed to VersaBank.
La Fédération des Caisses Populaires Acadiennes LtéeGICsJuly 1, 2016La Fédération des Caisses Populaires Acadiennes Ltée amalgamated with l’Office de Stabilisation de la Federation des Caisse Populaires Acadiennes Limitee and 15 caisse populaires. The amalgamated entity is Caisse populaire acadienne ltée (UNI).
CFF BankGIC’s / High Interest Savings AccountAugust 22, 2016Name changed to Home Bank.
Portfolio Strategies Securities Inc.Mutual FundApril 12, 2016Name changed to Gravitas Securities Inc.
Polar Securities Inc.Hedge FundNovember 10, 2015Name changed to Polar Asset Management Partners Inc.
BMO Harris Investment Management Inc.Mutual FundFebruary 2, 2015Name changed to BMO Private Investment Counsel Inc.
RP Investment Advisors.Mutual Fund /  Hedge FundDecember 29, 2016Name changed to RP Investment Advisors LP
Aston Hill Asset Management Inc.Mutual Fund / Hedge Fund / Labour Sponsored Fund / Structured ProductsDecember 1, 2016Name changed to LOGiQ Asset Management Ltd.
Front Street Capital 2004Mutual Fund / Hedge Fund / Labour Sponsored FundDecember 19, 2016Name changed to LOGiQ Capital 2016
Timbercreek Asset Management Ltd.Mutual Fund / Limited PartnershipAugust 31, 2017Name changed to Timbercreek Investment Management Inc.
SPR & Co LPMutual Fund / Hedge Fund / Limited PartnershipSeptember 14, 2017Name changed to NinePoint Partners LP.
NGAM Canada LPMutual FundNovember 16, 2017Name changed to Natixis Investment Managers Canada LP.
Foresters Financial Investment Management Company of Canada Inc.Mutual FundJanuary 1, 2018Foresters Financial Investment Management Company of Canada Inc. amalgamated with Foresters Asset Management Inc.  The amalgamated entity is Foresters Asset Management Inc.
Bullion Management Services Inc.Mutual FundSeptember 20, 2017Name changed to BMG Management Services Inc.
BluMont Capital CorporationMutual Fund /  Hedge Fund / Pooled Fund / PPN’s / Limited Partnerships / Alternative Investment April 1, 2014BluMont Capital Corporation amalgamated with Arrow Capital Management Inc. The amalgamated entity is Arrow Capital Management Inc.
Covenant Capital Management Inc.Pooled FundJanuary 24, 2017Name changed to Capstone Asset Management Inc.
Equity Financial Trust CompanyGIC’sJune 11, 2018Name changed to Haventree Bank
Hollis Canadian BankGIC’s / High Interest Savings AccountSeptember 30, 2017Name changed to ADS Canadian Bank
Foresters Asset Management Inc.Mutual FundAugust 16, 2019Name changed to Fiera Capital Corporation
Street Capital Bank of CanadaGIC'sJanuary 6, 2020Name changed to RFA Bank of Canada
Norrep Capital Management Ltd.Mutual Fund / Limited PartnershipAugust 27, 2018Name changed to NCM Asset Management Ltd.
ADS Canadian BankGIC’s / High Interest Savings AccountNovember 1, 2022ADS Canadian Bank amalgamated with The Bank of Nova Scotia Trust Company.  The amalgamated entity is The Bank of Nova Scotia Trust Company.
SSQ, Société d’assurances-vie Inc.Segregated Fund / GIC’sJanuary 2023SSQ, Société d’assurances-vie Inc. merged into Beneva Inc.