Investor Alert: Be aware of fraudsters impersonating CIRO, claiming to help investors get their money back More Info
Sort by A -> ZZ -> AOld -> NewNew -> Old Filter Consultations - Any - Open Closed Filter by Consultation Name Sort by A -> ZZ -> AOld -> NewNew -> Old Results: Proposed Amendments Respecting Non-Clients Date Opened November 5, 2019 Status Closed Date Closed December 4, 2019 Republication of Proposed Amendments to Dealer Member Rules and Form 1 regarding the securities concentration test and designated rating organizations Date Opened August 29, 2019 Status Closed Date Closed September 30, 2019 Proposed Amendments Respecting Client Identifiers for Reportable Debt Transactions Date Opened July 11, 2019 Status Closed Date Closed August 12, 2019 Continuing Education Rules – proposed amendments Date Opened July 11, 2019 Status Closed Date Closed August 26, 2019 Minor Contravention Program and Early Resolution Offers Date Opened April 25, 2019 Status Closed Date Closed July 24, 2019 Proposed Amendment to IIROC By‑law No. 1 Regarding Director Term Limits Date Opened April 4, 2019 Status Closed Date Closed May 6, 2019 Joint CSA/IIROC Consultation Paper 21‑402 Proposed Framework for Crypto-Asset Trading Platforms Date Opened March 14, 2019 Status Closed Date Closed May 15, 2019 Joint CSA/IIROC Consultation Paper 23−406− Internalization within the Canadian Equity Market Date Opened March 2, 2019 Status Closed Date Closed May 13, 2019 Proposed Provisions Respecting Order Execution Only Service Eligibility and Adviser Identifiers Date Opened July 26, 2018 Status Closed Date Closed October 24, 2018 Publication of Proposed Provisions Respecting Client Identifiers Date Opened June 28, 2018 Status Closed Date Closed September 26, 2018 First page « First Previous page ‹ Page 1 Page 2 Page 3 Current page 4 Page 5 Next page › Last page Last »
Proposed Amendments Respecting Non-Clients Date Opened November 5, 2019 Status Closed Date Closed December 4, 2019
Republication of Proposed Amendments to Dealer Member Rules and Form 1 regarding the securities concentration test and designated rating organizations Date Opened August 29, 2019 Status Closed Date Closed September 30, 2019
Proposed Amendments Respecting Client Identifiers for Reportable Debt Transactions Date Opened July 11, 2019 Status Closed Date Closed August 12, 2019
Continuing Education Rules – proposed amendments Date Opened July 11, 2019 Status Closed Date Closed August 26, 2019
Minor Contravention Program and Early Resolution Offers Date Opened April 25, 2019 Status Closed Date Closed July 24, 2019
Proposed Amendment to IIROC By‑law No. 1 Regarding Director Term Limits Date Opened April 4, 2019 Status Closed Date Closed May 6, 2019
Joint CSA/IIROC Consultation Paper 21‑402 Proposed Framework for Crypto-Asset Trading Platforms Date Opened March 14, 2019 Status Closed Date Closed May 15, 2019
Joint CSA/IIROC Consultation Paper 23−406− Internalization within the Canadian Equity Market Date Opened March 2, 2019 Status Closed Date Closed May 13, 2019
Proposed Provisions Respecting Order Execution Only Service Eligibility and Adviser Identifiers Date Opened July 26, 2018 Status Closed Date Closed October 24, 2018
Publication of Proposed Provisions Respecting Client Identifiers Date Opened June 28, 2018 Status Closed Date Closed September 26, 2018
