Sort by A -> ZZ -> AOld -> NewNew -> Old Filter Consultations - Any - Open Closed Filter by Consultation Name Sort by A -> ZZ -> AOld -> NewNew -> Old Results: Proposed Amendments Respecting Client Identifiers for Reportable Debt Transactions Date Opened July 11, 2019 Status Closed Date Closed August 12, 2019 Continuing Education Rules – proposed amendments Date Opened July 11, 2019 Status Closed Date Closed August 26, 2019 Minor Contravention Program and Early Resolution Offers Date Opened April 25, 2019 Status Closed Date Closed July 24, 2019 Proposed Amendment to IIROC By‑law No. 1 Regarding Director Term Limits Date Opened April 4, 2019 Status Closed Date Closed May 6, 2019 Joint CSA/IIROC Consultation Paper 21‑402 Proposed Framework for Crypto-Asset Trading Platforms Date Opened March 14, 2019 Status Closed Date Closed May 15, 2019 Joint CSA/IIROC Consultation Paper 23−406− Internalization within the Canadian Equity Market Date Opened March 2, 2019 Status Closed Date Closed May 13, 2019 Proposed Provisions Respecting Order Execution Only Service Eligibility and Adviser Identifiers Date Opened July 26, 2018 Status Closed Date Closed October 24, 2018 Publication of Proposed Provisions Respecting Client Identifiers Date Opened June 28, 2018 Status Closed Date Closed September 26, 2018 Request for Comment – Enforcement Alternative Forms of Disciplinary Action Date Opened February 22, 2018 Status Closed Date Closed May 13, 2018 Proposed Amendments Respecting the Trading of Derivatives on a Marketplace Date Opened October 8, 2020 Status Closed Date Closed December 7, 2020 First page « First Previous page ‹ Page 1 Page 2 Page 3 Current page 4 Page 5 Next page › Last page Last »
Proposed Amendments Respecting Client Identifiers for Reportable Debt Transactions Date Opened July 11, 2019 Status Closed Date Closed August 12, 2019
Continuing Education Rules – proposed amendments Date Opened July 11, 2019 Status Closed Date Closed August 26, 2019
Minor Contravention Program and Early Resolution Offers Date Opened April 25, 2019 Status Closed Date Closed July 24, 2019
Proposed Amendment to IIROC By‑law No. 1 Regarding Director Term Limits Date Opened April 4, 2019 Status Closed Date Closed May 6, 2019
Joint CSA/IIROC Consultation Paper 21‑402 Proposed Framework for Crypto-Asset Trading Platforms Date Opened March 14, 2019 Status Closed Date Closed May 15, 2019
Joint CSA/IIROC Consultation Paper 23−406− Internalization within the Canadian Equity Market Date Opened March 2, 2019 Status Closed Date Closed May 13, 2019
Proposed Provisions Respecting Order Execution Only Service Eligibility and Adviser Identifiers Date Opened July 26, 2018 Status Closed Date Closed October 24, 2018
Publication of Proposed Provisions Respecting Client Identifiers Date Opened June 28, 2018 Status Closed Date Closed September 26, 2018
Request for Comment – Enforcement Alternative Forms of Disciplinary Action Date Opened February 22, 2018 Status Closed Date Closed May 13, 2018
Proposed Amendments Respecting the Trading of Derivatives on a Marketplace Date Opened October 8, 2020 Status Closed Date Closed December 7, 2020